2.
Historical Materialism
Outside his specific economic
theories, Marx’s main contribution to the social sciences has
been his theory of historical materialism. Its starting point is
anthropological. Human beings cannot survive without social
organisation. Social organisation is based upon social labour
and social communication. Social labour always occurs within a
given framework of specific, historically determined, social
relations of production. These social relations of production
determine in the last analysis all other social relations,
including those of social communication. It is social existence
which determines social consciousness and not the other way
around.
Historical materialism posits
that relations of production which become stabilised and
reproduce themselves are structures which can no longer be
changed gradually, piecemeal. They are modes of production. To
use Hegel’s dialectical language, which was largely adopted
(and adapted) by Marx: they can only change qualitatively
through a complete social upheaval, a social revolution or
counter-revolution. Quantitative changes can occur within modes
of production, but they do not modify the basic structure. In
each mode of production, a given set of relations of production
constitutes the basis (infrastructure) on which is erected a
complex superstructure, encompassing the state and the law
(except in a classless society), ideology, religion, philosophy,
the arts, morality, etc.
Relations of production are the
sum total of social relations which human beings establish among
themselves in the production of their material lives. They are
therefore not limited to what actually happens at the point of
production. Humankind could not survive, i.e. produce, if there
did not exist specific forms of circulation of goods, e.g.
between producing units (circulation of tools and raw materials)
and between production units and consumers. A priori
allocation of goods determines other relations of production
than does allocation of goods through the market. Partial
commodity production (what Marx calls ‘simple commodity
production’ or ‘petty commodity production’ – ‘einfache
Warenproduktion’) also implies other relations of
production than does generalised commodity production.
Except in the case of classless
societies, modes of production, centred around prevailing
relations of production, are embodied in specific class
relations which, in the last analysis, over-determine relations
between individuals.
Historical materialism does not
deny the individual’s free will, his attempts to make choices
concerning his existence according to his individual passions,
his interests as he understands them, his convictions, his moral
options etc. What historical materialism does state is: (1) that
these choices are strongly predetermined by the social framework
(education, prevailing ideology and moral ‘values’, variants
of behaviour limited by material conditions etc.); (2) that the
outcome of the collision of millions of different passions,
interests and options is essentially a phenomenon of social
logic and not of individual psychology. Here, class interests
are predominant.
There is no example in history
of a ruling class not trying to defend its class rule, or of an
exploited class not trying to limit (and occasionally eliminate)
the exploitation it suffers. So outside classless society, the
class struggle is a permanent feature of human society. In fact,
one of the key theses of historical materialism is that “the
history of humankind is the history of class struggles” (Marx,
Communist Manifesto, 1848).
The immediate object of class
struggle is economic and material. It is a struggle for the
division of the social product between the direct producers (the
productive, exploited class) and those who appropriate what Marx
calls the social surplus product, the residuum of the social
product once the producers and their offspring are fed (in the
large sense of the word; i.e. the sum total of the consumer
goods consumed by that class) and the initial stock of tools and
raw materials is reproduced (including the restoration of the
initial fertility of the soil). The ruling class functions as a
ruling class essentially through the appropriation of the social
surplus product. By getting possession of the social surplus
product, it acquires the means to foster and maintain most of
the superstructural activities mentioned above; and by doing so,
it can largely determine their function – to maintain and
reproduce the given social structure, the given mode of
production – and their contents.
We say ‘largely determine’
and not ‘completely determine’. First, there is an
‘immanent dialectical’, i.e. an autonomous movement, of each
specific superstructural sphere of activity. Each generation of
scientists, artists, philosophers, theologists, lawyers and
politicians finds a given corpus of ideas, forms,
rules, techniques, ways of thinking, to which it is initiated
through education and current practice, etc. It is not forced to
simply continue and reproduce these elements. It can transform
them, modify them, change their interconnections, even negate
them. Again: historical materialism does not deny that there is
a specific history of science, a history of art, a history of
philosophy, a history of political and moral ideas, a history of
religion etc., which all follow their own logic. It tries to explain
why a certain number of scientific, artistic, philosophical,
ideological, juridical changes or even revolutions occur at a
given time and in given countries, quite different from other
ones which occurred some centuries earlier elsewhere. The nexus
of these ‘revolutions’ with given historical periods is a nexus
of class interests.
Second, each social formation
(i.e. a given country in a given epoch) while being
characterised by predominant relations of production (i.e. a
given mode of production at a certain phase of its development)
includes different relations of production which are largely
remnants of the past, but also sometimes nuclei of future modes
of production. Thus there exists not only the ruling class and
the exploited class characteristic of that prevailing mode of
production (capitalists and wage earners under capitalism).
There also exist remnants of social classes which were
predominant when other relations of production prevailed and
which, while having lost their hegemony, still manage to survive
in the interstices of the new society. This is, for example, the
case with petty commodity producers (peasants, handicraftsmen,
small merchants), semi-feudal landowners, and even slave-owners,
in many already predominantly capitalist social formations
throughout the 19th and part of the 20th centuries. Each of
these social classes has its own ideology, its own religious and
moral values, which are intertwined with the ideology of the
hegemonic ruling class, without becoming completely absorbed by
that ideology.
Third, even after a given
ruling class (e.g. the feudal or semi-feudal nobility) has
disappeared as a ruling class, its ideology can survive through
sheer force of social inertia and routine (custom). The survival
of traditional ancien régime catholic ideology in
France during a large part of the 19th century, in spite of the
sweeping social, political and ideological changes ushered in by
the French revolution, is an illustration of that rule.
Finally, Marx’s statement
that the ruling ideology of each epoch is the ideology
of the ruling class – another basic tenet of historical
materialism – does not express more than it actually says. It
implies that other ideologies can exist side by side with that
ruling ideology without being hegemonic. To cite the most
important of these occurrences: exploited and (or) oppressed
social classes can develop their own ideology, which will start
to challenge the prevailing hegemonic one. In fact, an
ideological class struggle accompanies and sometimes even
precedes the political class struggle properly speaking.
Religious and philosophical struggles preceding the classical
bourgeois revolutions; the first socialist critiques of
bourgeois society preceding the constitution of the first
working-class parties and revolutions, are examples of that
type.
The class struggle has been up
to now the great motor of history. Human beings make their own
history. No mode of production can be replaced by another one
without deliberate actions by large social forces, i.e. without
social revolution (or counter-revolution). Whether these
revolutions or counter- revolutions actually lead to the
long-term implementation of deliberate projects of social
reorganization is another matter altogether. Very often, their
outcome is to a large extent different from the intention of the
main actors.
Human beings act consciously,
but they can act with false consciousness. They do not
necessarily understand why they want to realise certain social
and (or) political plans, why they want to maintain or to change
economic or juridical institutions; and especially, they rarely
understand in a scientific sense the laws of social change, the
material and social preconditions for successfully conserving or
changing such institutions. Indeed, Marx claims that only with
the discovery of the main tenets of historical materialism have
we made a significant step forward towards understanding these
laws, without claiming to be able to predict ‘all’ future
developments of society.
Social change, social
revolutions and counter-revolutions are furthermore occurring
within determined material constraints. The level of development
of the productive forces – essentially tools and human skills,
including their effects upon the fertility of the soil –
limits the possibilities of institutional change. Slave labour
has shown itself to be largely incompatible with the factory
system based upon contemporary machines. Socialism would not be
durably built upon the basis of the wooden plough and the
potter’s wheel. A social revolution generally widens the scope
for the development of the productive forces and leads to social
progress in most fields of human activity in a momentous way.
Likewise, an epoch of deep social crisis is ushered in when
there is a growing conflict between the prevailing mode of
production (i.e. the existing social order) on the one hand, and
the further development of the productive forces on the other.
Such a social crisis will then manifest itself on all major
fields and social activity: politics, ideology, morals and law,
as well as in the realm of the economic life properly speaking.
Historical materialism thereby
provides a measuring stick for human progress: the growth of the
productive forces, measurable through the growth of the average
productivity of labour, and the number, longevity and skill of
the human species. This measuring stick in no way abstracts from
the natural preconditions for human survival and human
growth (in the broadest sense of the concept). Nor does it
abstract from the conditional and partial character of such
progress, in terms of social organisation and individual
alienation.
In the last analysis, the
division of society into antagonistic social classes rejects,
from the point of view of historical materialism, an inevitable
limitation of human freedom. For Marx and Engels, the real
measuring rod of human freedom, i.e. of human wealth, is not
‘productive labour’; this only creates the material
pre-condition for that freedom. The real measuring rod is
leisure time, not in the sense of ‘time for doing nothing’
but in the sense of time freed from the iron necessity to
produce and reproduce material livelihood, and therefore
disposable for all-round and free development of the individual
talents, wishes, capacities, potentialities, of each human
being.
As long as society is too poor,
as long as goods and services satisfying basic needs are too
scarce, only part of society can be freed from the necessity to
devote most of its life to ‘work for a livelihood’ (i.e. of
forced labour, in the anthropological/sociological sense of the
word, that is in relation to desires, aspirations and talents,
not to a juridical status of bonded labour). That is essentially
what represents the freedom of the ruling classes and their
hangers-on, who are ‘being paid to think’, to create, to
invent, to administer, because they have become free from the
obligation to bake their own bread, weave their own clothes and
build their own houses.
Once the productive forces are
developed far enough to guarantee all human beings satisfaction
of their basic needs by ‘productive labour’ limited to a
minor fraction of lifetime (the half work-day or less), then the
material need of the division of society in classes disappears.
Then, there remains no objective basis for part of society to
monopolise administration, access to information, knowledge,
intellectual labour. For that reason, historical materialism
explains both the reasons why class societies and class
struggles arose in history, and why they will disappear in the
future in a classless society of democratically
self-administering associated producers.
Historical materialism
therefore contains an attempt at explaining the origin, the
functions and the future withering away of the state as a
specific institution, as well as an attempt to explain politics
and political activity in general, as an expression of social
conflicts centred around different social interests (mainly, but
not only, those of different social classes; important fractions
of classes, as well as non-class social groupings, also come
into play).
For Marx and Engels, the state
is not existent with human society as such, or with ‘organised
society’ or even with ‘civilised society’ in the abstract,
neither is it the result of any voluntarily concluded ‘social
contract’ between individuals. The state is the sum total of
apparatuses, i.e. special groups of people separate and apart
from the rest (majority) of society, that appropriate to
themselves functions of a repressive or integrative nature which
were initially exercised by all citizens. This process of
alienation occurs in conjunction with the emergence of social
classes. The state is an instrument for fostering, conserving
and reproducing a given class structure, and not a neutral
arbiter between antagonistic class interests.
The emergence of a classless
society is therefore closely intertwined, for adherents to
historical materialism, with the process of withering away of
the state, i.e. of gradual devolution to the whole of society
(self-management, self-administration) of all specific functions
today exercised by special apparatuses, i.e. of the dissolution
of these apparatuses. Marx and Engels visualised the
dictatorship of the proletariat, the last form of the state and
of political class rule, as an instrument for assuring the
transition from class society to classless society. It should
itself be a state of a special kind, organising its own gradual
disappearance.
We said above that, from the
point of view of historical materialism, the immediate object of
class struggle is the division of the social product between
different social classes. Even the political class struggle in
the final analysis serves that main purpose; but it also covers
a much broader field of social conflicts. As all state
activities have some bearing upon the relative stability of a
given social formation, and the class rule to which it is
submitted, the class struggle can extend to all fields of
politics from foreign policy to educational problems and
religious conflicts. This has of course to be proven through
painstaking analysis, and not proclaimed as an axiom or a
revealed truth. When conducted successfully, such exercises in
class analysis and class definition of political, social and
even literary struggles becomes impressive works of historical
explanation, as for example Marx’s Class Struggles in
France 1848-50, Engels’ The German Peasant
War, Franz Mehring’s Die Lesssing-Legende,
Trotsky’s History of the Russian Revolution,
etc.
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