The
revolutionary Left, and especially the Fourth International, is
often accused—for example, by the leaderships of the PdUPC in
Italy or the PSU and CFDT in France—of mechanically
superimposing onto the reality of the advanced capitalist
countries of Western Europe a ‘model’ derived from the
Russian revolution: breakdown of the state, rise of soviets,
dual power, marginalization of reformists and development of the
clash between soviet power and bourgeois power to the point of
insurrection. However, the argument runs, the social formations
in question are in reality so different that it is as senseless
to superimpose this Bolshevik schema as it would be to apply a
Maoist model of protracted guerrilla warfare, or a Guevarist or
Vietnamese model. Hence, the specificity of the capitalist
societies of Western Europe requires an equally specific and
different strategy for the conquest of power. What do you think
of this?
[*]
There
are several questions mixed up here. We must start by
distinguishing between what is specifically Russian and what is
universal in the ‘schema’ or ‘model’ of the Russian
revolution. What was specifically Russian was not the duration
of the revolutionary crisis, nor the soviet form of
self-organization of the masses, nor the tactics utilized by the
Bolsheviks to win a majority in the soviets, nor the concrete
form of the decomposition of the bourgeois state. This is not a
dogmatic assertion, but a conclusion which can be drawn from the
historical experience of more than half a century. All the
features I have just listed, and quite a few others, can be
found in the German revolution of 1917–23, in the Spanish
revolution of 1936–7 and—in a more embryonic form—in the
Portuguese revolution. Early signs of their development can be
seen too in the Italian events of 1920, in the revolutionary
upsurge in Italy at the end of the Second World War and even in
May ’68 in France. That is why we consider these to be the
most likely forms of revolutionary crisis in Western Europe.
Similarly,
the extent of decomposition of the Tsarist/bourgeois state
apparatus in Russia between February and October 1917 is not at
all peculiar to the Russian social formation. It is a phenomenon
which recurred in all the revolutionary crises in Western Europe
that I have mentioned—perhaps in different forms, but with the
same, and sometimes with an even more pronounced dynamic. Thus,
during 1975, the repressive forces in Portugal were more
paralysed and the bourgeois state apparatus was in a more
advanced stage of decomposition than was the Tsarist/bourgeois
state apparatus at any time between February and October. Of
course, I am not here denying the obviously far greater intrinsic
strength and stability of the bourgeois state and social order
in the West, in normal times. But, precisely, that
strength is itself dependent upon the maintenance of that
‘normality’. When the social ‘peace’ is shattered, as in
May ’68 in France, for instance, that apparent strength is
replaced by an evident vulnerability.
What
was, indeed, peculiar to Russia was not the ease with
which the Bolsheviks were able to seize power, but on the
contrary the much greater difficulties they faced on the
eve and above all on the morrow of the seizure of
power—compared with the possibilities in the advanced
capitalist countries of today. I am not trying to advance a
paradox. Truly, the most striking feature of the critiques
levelled against revolutionary Marxists by the anti-Leninists
and centrists is their attempt to ignore or blot out this
obvious fact. The peculiarity of Russia lay above all in the
limited weight of the working class in the total active
population. This meant that the Bolsheviks could hold an
absolute majority in the soviets, whilst remaining a political
minority in the country—a situation which is unthinkable in an
advanced capitalist country. In England, France or Italy it
would be impossible for a party to have 65 per cent of the votes
in workers’ councils elected in every town by universal
suffrage, and at the same time to have only 20 or 30 per cent of
the votes of the whole population. What would be the social
basis of such a disparity? What was also peculiar to the Russian
social formation was the existence of a huge peasant hinterland,
which served as the rural base for the reconstruction of a
counter-revolutionary army and for its attempts to reconquer the
towns. The social structure of most West European countries
makes this unthinkable as well.
Another
peculiarity of the Russian social formation was the much lower
degree of technical, cultural and also political preparation of
the working class for the direct exercise of political and
economic power that exists in the advanced capitalist countries.
Yet another specific feature was the world context of the
Russian revolution. International capitalism was then
incomparably stronger than it is today: it had at its disposal
infinitely greater economic, social, political and even
ideological resources, as well as an incomparably more extensive
and secure international system of supports and credits. Thus,
the Russian revolution was from the outset threatened with
submergence by a counter-revolution basing itself on the
passivity of the majority of the population, and on an active
minority which was not much smaller than the minority that
supported the revolution. In addition, an armed international
counter-revolution was ready to undertake an almost immediate
military intervention, by invading Russia with armies from six,
seven or eight different countries. Today, such operations are a
little more difficult! We have not witnessed any ‘descent’
on Portugal by the Spanish regular army—let alone the French,
German or American regular armies. Nor do I think that a
victorious revolution in Spain, Italy or France will have to
face anything of that kind in the first three or six months. The
world has changed a great deal since 1917. My conclusion from
the historical balance-sheet, then, is the paradoxical one that
the ‘Leninist schema’, or what I see as the essence of
Leninism—namely, the strategy which combines State and
Revolution, the documents of the first four congresses of
the Communist International and what is valid in Left-Wing
Communism—is much more applicable in the advanced
capitalist countries of Europe than it ever was in Russia. In
all likelihood, that strategy, which was not applied in its
entirety or even to a very great extent in Russia, will be fully
applied for the first time now in Western Europe.
In
contrast to all gradualist strategies, the revolutionary Marxist
conception attributes a key role to the notion of revolutionary
crisis. However, not all crises of bourgeois society are
revolutionary, or even pre-revolutionary. Can you explain
exactly what you understand by a revolutionary crisis in an
advanced capitalist country? Could June ’ 36 in France be
characterized in that way? Or the Liberation? Or May ’ 68? Or
the recent Portuguese crisis?
There
is a certain lack of precision in the relevant concepts used by
the Marxist classics, and, despite the modest theoretical gains
of recent years, the Fourth International has still not entirely
eliminated this imprecision. Your question then is very much to
the point. My answer will only be an approximation, since we
still lack the practical references which would allow us really
to settle the matter. Let me begin by referring to the essential
point developed by Lenin. For there to be a revolutionary
crisis, the impetuous rise of the mass movement is not enough;
such an upsurge gives rise to a pre-revolutionary
situation, or rather process, which may go a long way without
developing into a revolutionary situation. A revolutionary
situation or crisis (the lack of precision is evident in our
identification of the two for the time being) requires the
combination of the impetuous rise of the mass movement with the
real inability of the possessing class, the bourgeoisie, to
rule. In Lenin’s brilliant formulation, a revolutionary crisis
breaks out ‘when the “lower classes” no longer want to be
ruled in the old way, and when the “upper classes” cannot
carry on ruling in the old way’.
We
must obviously interpret the expression ‘cannot carry on
ruling’ not in the general historical, but in the conjunctural
sense that the ‘upper classes’ do not have the material
possibility of exercising power. Let me illustrate this by a
very ‘provocative’ example (which has long been the subject
of a debate amongst revolutionaries). In May ’68, there was
not a really revolutionary situation, since the Gaullist régime
was not so paralysed that it could not go on ruling. At no point
did De Gaulle lose the capacity for political initiative. He was
thrown off course and temporarily immobilized by the changed
relation of forces. He was shrewd enough not to take on the
extremely powerful mass movement with a frontal assault—which
could have provoked a revolutionary situation! But he never lost
the capacity for political manoeuvre and initiative. He waited
for his hour (or almost the exact minute) to strike, and when
this came it was clear at once that—due to the complicity of
the reformist leadership of the pcf—he
was in a position to assert his power throughout the country.
A
revolutionary crisis appears when the bourgeoisie loses this
capacity for initiative and assertion of its political
authority. Whence does it derive? This is the real problem. It
is difficult for us today, with so rich an experience behind us,
to reduce all the major instances of revolutionary crisis in
Europe—Russia 1917, Germany 1918–19, Hungary 1919, Spain
1936–7, Yugoslavia 1941–4, perhaps even Portugal 1975, and
the list is not exhaustive—to a single common denominator.
However, we can isolate two or three basic factors. First,
a highly advanced stage of decomposition of the repressive
apparatus of the state machine. This is an altogether decisive
element in the loss of authority and initiative by the
bourgeoisie. It may be due to a war or to the disintegrating
effects on important sections of the army of a partially
miscarried coup d’état, as in Spain. Or it may be the result
of a general strike or workers’ uprising of such great moral
and political power that it disintegrates the army from within,
as happened in the days following the Kapp putsch in Germany
1920. Secondly (the positive side of the same coin) a
generalization or at least broad development of organs of
workers’ and popular power to the point where a régime of
dual power exists, with the same impact on the repressive
apparatus. The bourgeois state apparatus is obviously completely
paralysed once the workers’ and people’s councils are strong
enough for a major part of the public services to identify with
them. If the staff of the banks reject the orders of the Finance
Minister or of the Governor of the Central Bank in favour of the
workers’ council of the banking sector, then the whole
administration is paralysed. It is the same with the transport
sector, and so on. If the phenomenon is widely extended, to
include even sectors of the police, it is clear that what is
involved is a total paralysis of the bourgeois state apparatus
and of the bourgeoisie’s capacity for centralized political
initiatives. However, it is the third,
politico-ideological dimension to the mounting crisis which
interests us most, because it has hitherto been so neglected. There
must be a crisis of legitimacy of the state institutions in the
eyes of the great majority of the working class. Unless this
majority identifies with a new, rising legitimacy, then a
revolutionary development of the crisis is highly unlikely. I do
not say that it is ruled out, for the uneven development of
class consciousness can give rise to some strange and surprising
combinations. However, if we use the term ‘legitimacy’ in
its most general sense, then the mere fact that the masses no
longer recognize themselves in a government elected by universal
suffrage—and perhaps reflecting a majority of two or three
years, or even six months previously—does not suffice to
create a revolutionary crisis. It is a governmental or
ministerial crisis, or at most a crisis of the régime, but it
is not yet a genuinely revolutionary crisis. For that there must
be a further ideological, moral dimension whereby the masses
begin to reject the legitimacy of the institutions of the
bourgeois state. And that can only come about through profound
experiences of struggle and a very sharp—though not
necessarily violent or bloody—clash between these institutions
and the immediate revolutionary aspirations of the masses.
The
way in which a revolutionary crisis appears is closely linked to
such phenomena. Look, for example, at the extremely complex
situation in June 1936, about which Trotsky’s judgements were
not false, but rather incomplete. (No doubt I will be accused of
revisionism on this score, but that does not bother me—Marxism
is a science, and this kind of question must be discussed
scientifically and not dealt with peremptorily by appeals to
authority.) Can one say that the masses unreservedly supported
the Popular Front government? Of course not. If that had been
the whole story, there would have been no general strike and the
masses would have entrusted Blum with the application of his
programme. The launching of the general strike expressed a clear
element of mistrust: for some it was just a question of giving
the Blum government ‘a helping hand’, a push from behind,
but that push took on such force that it called into question
the whole time-scale, and even the will of the newly elected
ministers to apply the programme. Was there an objective
tendency for the ps-pc-cgt
leaderships to be outflanked? Clearly the occupation of the
factories, expressing a spontaneous rejection of the capitalist
system, went far beyond the programme of the Popular Front—a
programme which in any case was more moderate than that of
today’s Union of the Left, as far as its challenge to private
property was concerned.
However,
all that I have just said, which can be found in Trotsky’s
analyses, is still rather incomplete, since it leaves untouched
the undeniable fact that June ’36 not only came off, but was
also overcome with baffling ease. When you see millions
of workers occupy their factories, objectively posing the
eradication of private property and of the bosses’ rights over
the means of production, and then you see the way in which after
the Matignon agreements they nearly all accepted a mere
combination of immediate economic reforms with the
implementation of the Popular Front programme, you need a
further explanation of this retreat. What was absolutely
decisive were the parliamentary and electoralist illusions and
the lack of a credible alternative political solution. There was
a development by leaps and bounds of the spontaneous action of
the workers; but the partial development of consciousness was
not enough to lead them to question the legitimacy of the
institutions of bourgeois democracy and oppose to them
institutions created by the working class itself. Thus it is no
accident that there was no generalization of soviets in June
’36. (Those who try automatically to identify strike
committees, often set up by the trade unions, with soviets are
making a big mistake. They are confusing what could have been
the embryo of a movement of workers’ councils with the
culmination of that movement; a preliminary, preparatory stage
with a situation of generalized dual power.)
Well,
that is my not altogether satisfactory attempt at an analysis.
Our concepts are still rather imprecise, even if we are
approaching a greater rigour. Once again, all this must be
studied in the light of the historical experiences in Western
Europe since 1917 and a thorough balance-sheet drawn up,
categorizing, classifying and comparing the revolutionary and
pre-revolutionary situations. I think that it is by this
historico-genetic method that we will succeed, rather than by an
abstract attempt to work out concepts that risk being challenged
by the next historical experiences. It is only the balance-sheet
of history and revolutionary practice that will teach us to
think more correctly.
So
you think that when Trotsky wrote of June ’36 ‘the French
revolution has begun’, he was hopelessly wide of the mark?
Trotsky
himself revised his judgement when he said later of June ’36
that it was a mere caricature of the February revolution in
Russia. So his first assessment was certainly incomplete. We
know ourselves from May ’68 that when a pre-revolutionary
situation arises, revolutionaries are faced with a dual
obligation and a dual task. On the one hand, they must analyse
what is happening in as cool and objective a way as possible. On
the other hand, they are obviously not passive spectators—they
intervene in the situation in order to change it. Any
self-respecting revolutionary organization which is more than a
mere sideline sect has to attempt to change the
pre-revolutionary situation into a revolutionary one. It strives
to develop the potential for workers’ councils and other forms
of self-organization inherent in the situation. Of course, there
is a certain contradiction between this organizational and
political task and the job of the analyst and historian. The
former is a dynamic attempt to unblock and change the situation,
whereas the latter is descriptive, purely analytic and thus more
static. When Trotsky said ‘The French revolution has begun’,
he was not just saying ‘I really hope the French revolution
has begun’, but also ‘Revolutionaries are able to and must
intervene in this kind of general strike in order to transform
it into a revolution’. We completely agree with that position:
it was possible to do that in June ’36 as it was in May ’68.
We therefore accuse the reformists, Stalinists and centrists of
not having done that—they who had infinitely greater resources
than us in the existing political and organizational balance of
forces. Their failure to do it does slightly modify our later
assessment of what took place; but one cannot conclude from the
fact that the French revolution had not begun that it was not
possible. For us, the uneven development of class consciousness
does not have just a purely spontaneous aspect, independent of
the intervention of the subjective factor; it also involves a
whole area of possibility, determined by the political forces of
the workers’ movement, the relation of forces between the
traditional leaderships and the revolutionary minorities, and
the responsibility of those who are in a position to push
forward events but do not do so. We do not dissolve that
responsibility in over-objectivist analyses.
What
about the Liberation?
That
is a more complex question. First of all, you cannot place under
a single general heading—‘the Liberation’—the
experiences in Yugoslavia, Greece, Italy, France and Belgium,
not to mention Denmark, Holland and other countries. The
differential development of the resistance movements gave rise
to widely varying relations of forces. Secondly, Marxists must
take great care in assessing the level of consciousness of the
masses—the extreme complexity and unevenness of which can lead
dogmatic thinkers to lose their bearings. It is true—and I
know this from my own experience of debates with
social-democrats and centrists during the occupation—that it
was difficult to call upon the working masses of Western Europe
to rise up immediately against the allied imperialist powers.
The treacherous policy of the social-democratic and Stalinist
leaders, and of the leaders of the reconstituted trade-union
federations, had been firmly within the ideological framework of
the alliance of ‘democratic nations’ against the
‘totalitarian countries’; they had thus induced a degree of
identification between Anglo-American and French imperialism and
the democratic cause, or even the cause of some kind of
transition to socialism. However, it is also the case that the
broad-based, impetuous mobilizations in some
countries—especially Yugoslavia, Greece and Italy, and to a
slightly lesser extent France—possessed an inner logic that
made it possible to challenge capitalism and the bourgeois
state, and above all to take initiatives in the construction of
a popular power from below: initiatives which could have led to
the generalization of revolutionary situations of dual power.
I
do not think that an immediate struggle for power was possible
in countries like France as soon as the Nazi front collapsed.
Nor do I think that we can treat as insignificant the presence
of American troops, which has been held up as the sole,
irrefutable argument by the Stalinists and which revolutionaries
have tended to dismiss a little too lightly. The nearest we can
get to a correct formulation is this: during the liberation
struggles, it was possible to develop factory occupations and
take-overs, to form local organs of popular power, and above all
to bring about the general arming of the masses, in such a way
as to generalize situations of dual power and open up the
possibility of a later seizure of power.
We
should not forget that the presence of American troops was
limited in time and that the American soldiers brought strong
pressure to bear for their return. Moreover, even without any
pre-existing situation of dual power, the fluctuations in the
political conjuncture brought about highly explosive crises. The
most important of these was in Italy in 1948, when, in response
to the attempted assassination of Togliatti on 14 July, the
masses went well beyond a general protest strike to occupy
factories, railway stations, electric power stations, etc., thus
demonstrating that they instinctively posed the question of
power. If workers’ councils had already existed and if a part
of the proletariat had been armed, then July 1948 could have
opened up an extremely deep revolutionary crisis in Italy. Such
a development would have been possible in France as well—but
of course with the aid of ‘ifs’ one can rewrite the whole of
world history!
The
elements of this interpretation of the Liberation and of its
possible aftermath were already put forward during the war by my
organization, the Belgian section of the Fourth International.
In one country, Yugoslavia, it was objectively applied with
tremendous success. At the head of a powerful mobilization of
the toiling masses, the Yugoslav Communist Party carried through
the transformation of a mass, anti-imperialist resistance
movement against the oppression and super-exploitation
introduced by Nazi imperialism into a genuine socialist
revolution; the bourgeois state apparatus was destroyed and a
workers’ state created, bureaucratically deformed though it
was from birth. It was done in a bureaucratic, manipulatory way,
with a great deal of Stalinist skulduggery, but it was
nevertheless an essentially revolutionary action. Moreover, when
one considers that the Yugoslav cp
was not very strong in 1940–1 and that the insurrection was
launched by only a few thousand militants, mainly from the
Yugoslav Communist Youth, one cannot but feel a certain
admiration. Those few thousand communists of 1941 became by 1945
a partisan army of half a million revolutionaries, and led the
overwhelming majority of the proletariat and middle and poor
peasantry behind them. Thanks to this mass mobilization, this
organized force, they succeeded in crushing all the attempts of
the bourgeoisie and of imperialism to reconstruct a bourgeois
state apparatus. As one hostile Western commentator put it,
‘they introduced the civil war into even the tiniest
village’. To sum up this huge social struggle by the sole
formula ‘petty-bourgeois nationalism’ is to fasten upon a
single ideological aspect—and even then one that is only
partially true, since the Yugoslav partisans provoked Stalin’s
fury by forming proletarian brigades, as well as international
brigades composed of thousands of Italian and German fighters.
Such a mode of analysis reveals blind sectarianism and abandons
the historical materialist method of Marxism, which judges
movements by their objective effects on the social structure and
on entire social classes, not by some ideas that they may carry
around.
Do
you not think that what was decisive in this period was the
weight of international factors, of US imperialism, and that
even if a situation of dual power had arisen in a strategically
more important country of Western Europe, it could only have
ended in a heavy defeat of the working class?
I
am not at all sure of that. There are obviously so many unknown
factors underlying that kind of question that it is difficult to
give an entirely satisfactory answer—we enter the realm of
speculation and counter-speculation. However, I think that
people who were in the Communist Parties at that time (and who
have a guilt complex which they certainly need to assuage)
generally under-estimate the following factors: the crisis,
reaching the point of mutiny, within the us
Army; the wish of the American soldiers to go back home as
quickly as possible; the pressure of the Pacific war which was
not yet over; the necessity for us
imperialism to establish complete control over the Pacific and
Japan in order to assure its world hegemony—which meant that
it could not keep the bulk of its troops in Western Europe. I
think that the enormous prestige of the Soviet Union and of the
Red Army is also under-estimated, as well as the extreme
political, military and moral weakness of the European
bourgeoisie. I repeat, the question of whether or not it was
possible to seize power is for me a false question. What is
clear is that the relation of forces could have been infinitely
more favourable to the workers’ movement if there had been a
communist leadership which was not prepared to liquidate the
gains of the mass resistance, to reconstruct the bourgeois state
and to capitulate before the exigencies of bourgeois economic
reconstruction. Had such a leadership existed, a situation
of dual power would have been created which could well have
borne ripe fruits at a later stage: 1947, 1948 or 1949, it is
hard to say exactly when.
The
responsibility of the Stalinist leadership in 1944–7 is
therefore overwhelming, even if we abstract from the mood of the
masses. In fact, the true ‘ultra-lefts’ play into the hands
of the Stalinists by arguing that a working class which was so
patriotic and nationalist was in any case incapable of
struggling for power. At bottom such arguments allow the cp
leaders to escape their responsibilities. ‘Priority to
production’; ‘the strike is the weapon of the trusts’; the
calls of Maurice Thorez for ‘one army, one state, one police
force’; the disarming of the partisans; participation in
government—it was this whole criminal policy of the cp
leaderships in France, Italy, Greece or Belgium which liquidated
the clear possibilities of revolutionary development inherent in
the very deep crisis of the bourgeois order. The objective
crisis of the bourgeoisie was much more profound in 1944 than it
is today. Western Europe was a grouping of economically
disorganized countries which had been bled dry and where nothing
worked properly. Today it is very hard to imagine that. It was
much more similar to Germany in 1918–19 than to present-day
Europe. Of course, I am not saying that such a crisis is the
‘most useful’ in bringing on a revolutionary situation and a
‘classical’ seizure of power by the working class, but the
depth of the crisis should not be forgotten. If there had been
an adequate and bold revolutionary leadership, it could have
compensated for a lower level of consciousness and preparation
of the working class than exists today.
What
about Portugal?
Our
movement has described the situation in Portugal very well. I
would mention especially the book by comrades Rossi, Udry and
Bensaïd, [1] and the writings of
the Liga Comunista Internacionalista, the Portuguese
sympathizing group of the Fourth International. These comrades
developed the idea of the progressive growing over or
transformation of a pre-revolutionary situation into a
revolutionary one that had not fully ripened. It is difficult to
arrive at a precise definition because, up to 25 November 1975,
what we were witnessing was already the beginning of organs of
popular power; the beginnings of dual power, but not yet a
situation of generalized dual power. Both in Portugal and on
an international scale, we were the first to understand the duty
of revolutionary Marxists in such a situation: to extend,
generalize and centralise these organs. But when soviets have
begun to appear without yet existing everywhere, then an
intermediate situation exists where it is very difficult to give
an exact definition of the concept of ‘revolutionary
crisis’.
Even
today it is hard to characterize the situation precisely: the
retreat or tactical defeat of 25 November has not been extended
into the factories, and even at the political level the
parliamentary election results are not the expression of a
retreat. The workers’ parties continue to represent 54 per
cent of the electorate, in a country where the working class
makes up barely a third of the total active population. If we
take into account all the distortions of bourgeois parliamentary
elections (atomization of voters, etc.), then the relationship
of forces is even more favourable than is indicated by the
figure of 54 per cent. Under these circumstances, one can hardly
say that nothing is left of what was a pre-revolutionary
situation. The bourgeoisie has not succeeded in ‘rectifying’
or ‘stabilizing’ the situation. There is still a
pre-revolutionary situation and a new turn is still possible
that could lead almost overnight to the brink of a revolutionary
crisis. Only twice before has a similar situation existed: in
Germany between 1918 and 1923, and in Spain between 1931 and
1937. The instability of the régime was so great throughout
these periods that one cannot talk of ‘normalization’. Of
course, it would also be absurd to talk of a revolutionary
crisis lasting six years! Such a period must be understood as a
succession of phases of revolutionary upsurge, interspersed with
conjunctural revolutionary crises, followed by partial retreats
of the mass movement and even by partial victories of the
counter-revolution. The term partial is here used in
opposition to any reversal of the historical tendency
such as occurred in Spain only after May 1937, and in Germany
after October 1923.
In
every advanced capitalist country, the masses have shown a
strong attachment to bourgeois representative democracy, to
‘formal democracy’. It is exactly as if the popular masses
had themselves taken over the bourgeois precept: ‘The
democratic republic may be an abominable régime, but it is
surely the least abominable of them all.’ This attachment is
especially strong in France, where the parliamentary régime and
the democratic gains were not concessions shrewdly granted to
the masses, but the result of revolutionary popular struggles.
This adherence of the masses to the principles of bourgeois
representative democracy, and even to the institutions and
procedures which embody it, constitutes a serious obstacle on
the road to the destruction of the bourgeois state and the
installation of socialist democracy. Can you explain the roots
of these democratic illusions amongst the masses, and how they
can be overcome?
There
is an ambiguity in bourgeois parliamentary democracy which the
bourgeoisie has succeeded in exploiting to the full, with the
obvious and indispensable complicity of the reformist
leaderships who thus bear an overwhelming historical
responsibility. Little by little, this ambiguity has been
converted into one of the main ideological props of bourgeois
domination in those countries where the working class has become
the great majority of the nation. The ambiguity consists in the
following. In most cases after the First World War, and
sometimes even later in the 1930s or 1940s, the masses began to
identify their democratic freedoms—which are an
absolute gain that we aim not merely to defend but to
consolidate and deepen within the workers’ state—with the bourgeois-democratic,
parliamentary state institutions. If it is true that the
responsibility of the reformist leaderships for this was
overwhelming, they could nevertheless not have had the effect
they did without a specific conjunction of historical
circumstances: of major importance was the experience of
fascism; so too was that of Stalinism, both through the
reformist turn of the Comintern in 1934 and through the
repulsive example of the régimes of Eastern Europe and the ussr.
Also
significant has been a certain political maturing of the
workers’ movement, which now faces a changed and enriched
political problematic. It is no longer preoccupied solely with
demands for the reduction of the working day and for protection
against unemployment and sickness, or with the general question
of universal suffrage and freedom of association. The organized
workers’ movement and important sections of the working class
today take up a wide range of questions concerning commercial
and financial policy, infrastructural development, employment,
education, etc. At the same time, since the movement has
increasingly neglected the problems of education of the working
class and proletarian democracy, bourgeois politics has stepped
in to fill the vacuum and thus articulated the choices and
alternative policies that confront and concern the masses. This
has made little difference in a country like the United States,
where the masses are not very concerned with politics. But in
countries where there is a much higher level of mass interest,
since it is only in the bourgeois political arena of parliament
and bourgeois elections that these questions can be raised and
decided upon, this politicization has undoubtedly contributed to
the process of identification we mentioned earlier.
I
have stressed elsewhere the negative side of this. The
characteristic feature of bourgeois democracy is the tendency
towards atomization of the working class—it is individual
voters who are counted, and not social groups or classes who are
consulted. Moreover, the economic growth of the last twenty-five
years has brought into the heart of the working class
consumption habits—most clearly symbolized by the motor-car
and the television—which serve to reprivatize leisure activity
and thus to reinforce the atomization of the class. The time has
gone when political questions were discussed collectively
in the Maisons du Peuple—as was still the case in the
thirties; or when working-class newspapers were read and
discussed collectively. Of course, this reprivatization of
leisure activity can lead by a historical detour to a higher
level of class consciousness. Workers, especially young workers,
read much more and have a higher level of culture. Future
possibilities of a real proletarian democracy may thus be
strengthened. But for a long period this reprivatization has
assisted the identification between bourgeois democracy and the
defence of democratic freedoms. Herein lies the basic source of
ambiguity.
This
answer to your first question clears the ground for the second:
how can we overcome this obstacle? Generally speaking, we must
seek to bring about a radical break between, on the one hand,
the defence of the democratic freedoms and self-activity of the
working class—everything that is, to the greatest extent
possible, free, broad, spontaneous and self-determined activity
of the masses—and, on the other hand, the institutions of the
bourgeois state. There is, of course, something of the chicken
and the egg in this, for it is precisely the revolutionary
situation that can make this break not only possible, but even
relatively simple and inevitable. That is the lesson of the
Portuguese revolution over the last year, and it will be
similarly affirmed in the coming revolutions in Spain, Italy and
France.
It
is irresponsible, or even criminal, for revolutionaries to seek
to oppose the concept of ‘dictatorship of the proletariat’
or ‘people’s power’ to democratic freedoms. On the
contrary, any tactic or initiative of revolutionaries which
allows the masses to learn, through their own experience, that
the extension of their own freedom comes up against the
restrictive institutions of bourgeois democracy, is not only
extremely useful but even indispensable. The most symbolic and
synthetic example is that of freedom of the press; it is here
that the Portuguese revolution was blown off course, and that
there was great confusion which the bourgeoisie and social
democracy were able to turn to their advantage.
What
lessons should we draw from initiatives such as those of the Republica
or Radio Renascença workers? Certainly not that we want
to suppress the right of any political party to publish its own
papers in a régime of soviet democracy. There can be absolutely
no question of that. What is at issue is the broadening
of the freedom of the press to include print-shop workers,
radio-station workers as well as workers’ commissions and
groups within every workplace. They too need the right to
express themselves freely in the press—even if they do not own
a paper or have enough money to open one, and even if they do
not have the means to express themselves with the same
regularity as political parties. In other words, our aim is to break
the monopoly of private ownership, and even of political
party ownership, not in the sense of taking away anyone’s
right of expression that he holds today, but in the sense of
extending that right to others. Thus, despite all the errors
committed by the centrist and ultra-left leaderships in these
two experiences, it remains an extremely positive and democratic
achievement that there was a broadcasting station able to report
all the workers’ struggles and read out the demands and
resolutions of any working-class group without being controlled
by the censorship of the government or of a party headquarters.
This pointed in the same direction as the paper Izvestia
created during the Russian revolution—which, after all, was
initially simply an organ in which all the soviets could freely
express themselves, irrespective of their political affiliation
or majority composition.
Considerable
political skill and the authority of a vanguard party are
required to use examples of this kind to show to the masses in
practice that the revolution is extending democratic freedoms;
to show that it is the defenders of private property, the
absolute authority of parliament and the monopoly position of
political parties who in fact seek to restrict these freedoms
and to prevent the masses from gaining a greater degree of
liberty, political weight and power than they have in a
bourgeois-democratic republic. The conclusive demonstration of
this can only take place in a fairly long period of dual power,
during which such experiences enter the consciousness of the
masses and are, so to speak, internalized by a sufficient number
of workers. However, once this is achieved, then what we
referred to as a possible break becomes a reality. This is not
at all a utopian blue-print, but the concrete way in which a
soviet legitimacy will be created that is more deeply rooted in
the convictions and consciousness of the masses than
bourgeois-democratic legitimacy.
Only
a really lived experience, going beyond resolutions, newspaper
articles and propaganda speeches, can accomplish this. Thousands
upon thousands of workers must grasp, on the basis of their own
experience, that the practice of proletarian democracy cannot be
confined within the limits of bourgeois democracy. That brings
us back to the question of the duration of dual power, and here
the historical record forces us to regard the Russian experience
as exceptional. A period of six or seven months is much too
short for a proletariat like that of Western Europe to
progressively abandon the legitimacy of bourgeois democracy in
favour of the new, higher legitimacy of proletarian democracy. A
longer period of dual power will probably be needed, which may
be partial and discontinuous and which may stretch over several
years. In Germany, for example, the workers’ councils
lasted only a few months as organs of political power, whereas
the factory councils partially survived for several years with
powers going beyond those of the legal authorities. And in 1923
the German communists were almost unanimous in considering this
remnant of 1918–19 to be the main organ of development of
class consciousness during the revolutionary upsurge; they also
thought that it would be around these organs that it would
become possible once again to place the seizure of power by the
German working class on the order of the day. The industrially
advanced countries of Western Europe will probably throw up a
whole range of such variations and combinations.
Finally,
I would like to stress the absolutely decisive importance here
of workers’ control. Although the relation between proletarian
and bourgeois democracy—in other words, the problem of the
state—appears to revolutionaries and Marxist theorists as a
supremely political problem, in fact the everyday mediations of
real pedagogic value for the working class are not purely
political. Even the freedom of the press has never been a pure
political abstraction for the working class. It is the freedom
to say things that are of immediate interest to the workers.
This nearly always revolves around their immediate
preoccupations, their daily lives, their demands, struggles and
experiences. Such ‘freedom of the press’ is not an absolute,
abstract freedom to say whatever comes into one’s head, but
the concrete freedom to give an account of concrete
things—of struggles, demands and fighting goals. This is
related to the key role of workers’ control in a period of
dual power, since it trains the class for the exercise of power.
Of
course, we are neither Economists nor spontaneists, and we
understand the embryonic, fragmented, inadequate and thus almost
utopian character of workers’ control. Nevertheless, it
constitutes an invaluable practical training. Workers’
control is not concerned merely with the minutiae of the firm;
once it is extended to certain vital sectors, in particular to
the public services, its revolutionary potential becomes
enormous. Workers’ control over the banks, public transport,
power stations and television—just to give four
examples—will shake to its foundations the whole daily life of
a modern nation. It is through this kind of apprenticeship that
the workers will continually run up against the restrictive and
repressive authority of the bourgeois-democratic state, even if
it is ‘governed’ by workers’ parties, and that they will
learn the limits of this bourgeois democracy and the need to
replace it.
The
Portuguese far left let slip an enormous ideological
opportunity. After all, it is no accident that when Soares, the
one-time frenzied agitator for the freedom of the press, dropped
his mask, he had to start attacking ‘anarcho-populism’ or
‘anarcho-spontaneism’—in other words the initiatives of
the masses. He began to preach the strengthening of discipline
and state authority or, to call things by their right name, repression.
In a revolutionary situation, the workers must learn that the
real debate is not between democracy and dictatorship, but
between the limited and repressive character of bourgeois
democracy and the extension of democratic freedoms by the
initiative and authority of the masses. Once that debate is won,
the break of the masses with bourgeois institutions no longer
seems as difficult and unrealizable as it did at first. But for
that to happen, revolutionaries have to apply intelligent
tactics, and not engage in senseless, ultra-left attacks against
‘social-fascism’.
Perhaps
another reason for these democratic illusions is that the
superiority of direct soviet democracy over representative
bourgeois democracy has never been convincingly demonstrated in
the eyes of the workers—either in propaganda or in practice.
We are prone to speaking of soviet democracy as ‘a thousand
times higher than the most democratic forms of bourgeois
democracy’ (Lenin), but that can often seem to be begging the
question. In what way does our critique of the formal character
of bourgeois democracy not also apply, mutatis mutandis, to
soviet democracy—since, so long as some kind of social and
technical division of labour exists, it necessarily entails
forms of representation and delegation? What emerges from a
clear analysis of the first months of the Russian revolution is
I. that the rank-and-file delegates became very rapidly
alienated from the general assemblies of the main soviets,
including that of Petrograd (look, for example, at the constant
appeals in the Soviet press for delegates to attend assembly
meetings); 2. that power underwent an enormous concentration in
the executive bodies at the top. One could list a whole series
of indications that a system of soviet democracy based on such a
form of delegation of power also lends itself to the political
expropriation and manipulation of the masses and to the
usurpation of power. To what extent is the Fourth International
aware of these dangerous, formal aspects of such a system of
soviet democracy, and how does it seek to guard against them and
assure as real a democracy as possible?
First
of all, the argument that the superiority of soviet democracy
‘has never been shown in practice’ is slightly
anachronistic. Of course, the present generation of workers has
had no such experience, and it can sometimes seem artificial to
juxtapose what exists, however imperfect it may be, with what
has not appeared before one’s eyes. Nevertheless, we should
keep in mind that the international working class has lived
through several concrete and highly developed experiences of
direct democracy, which has stood up to the test of practice and
demonstrated its superiority over bourgeois democracy. Let me
mention just one of many examples. Between July 1936 and May
1937, the Spanish and especially Catalan committees developed
the experience of direct democracy beyond the limits of the
bourgeois régime in numerous fields—in particular, in local
administration, industry, public supply and health—and were
felt to be great achievements by the Spanish masses. It is not
widely known that under the administration of the workers
industrial production grew markedly and that the functioning of
restaurants, theatres, education, health and justice in
Barcelona, stimulated by—among others—our ex-comrade Andres
Nin, was a remarkable example of broad mass participation in the
carrying out of appointed tasks. A considerable body of
literature exists on this extremely advanced experience of
proletarian democracy (and not just in the semi-mythological
writings of anarchist authors).
Furthermore,
to conclude from the lack of contemporary examples that a
particular orientation is difficult if not impossible amounts in
effect to rejecting the possibility of all revolutionary innovation—someone
after all does have to be first, in order to begin something
new! What precedent could the Russian workers have had before
their eyes in 1917? What was the precedent for the Paris
Commune? Every revolution is always an eminently innovative
experience, and there is no reason to be frightened of that. The
continuity that really counts and makes our aim a realistic one
is the continuity between the day-to-day class struggle, in the
maturity of capitalism as in its decline, and the revolutionary
situation. The masses prepare for revolution much less by
studying previous historical experiences or by comparing events
in other countries than by their experience of struggle today
before the outbreak of a revolutionary crisis—by the
development of higher forms of self-organization and of
anti-capitalist demands, by strikes and factory occupations. The
direct democracy of workers’ councils will develop more out of
that than out of historical comparisons of a theoretical nature.
More
serious is the argument that direct soviet democracy itself
bears certain elements of indirect democracy, in that it is
based on the delegation of power and on a pyramidal structure. I
think that we need to utilize the historical experience and
progress in political theory of the last half-century in order
to develop the answers of Lenin in State and Revolution.
There are three basic safeguards that reduce the force of
the argument, without to be sure eliminating it.
It
should not be forgotten that, in the last analysis, the argument
points up a real contradiction in the role of the
workers’ state as the last historical form of the state. It is
a state form that begins at once to wither away, but it is no
less a state form, that is to say, ‘special bodies of men
exercising repressive functions’. If we thought that the
anarchist project was not utopian and that it was possible to
leap straight from bourgeois society to a stateless society,
then we would be the most convinced of anarchists. We are not
anarchists because we think that it is impossible, for objective
and subjective reasons, to bypass the stage of the workers’
state, of the dictatorship of the proletariat. Moreover, the
Spanish experience shows that an artificial attempt to avoid the
centralization of workers’ power does not lead to a
situation of no power, but to the maintenance or reconstruction
of bourgeois power, which is ten times more bureaucratic,
repressive and authoritarian.
Now,
we are not blind to the limits of proletarian democracy, any
more than was Lenin. In so far as the state does not wither away
all at once, in so far as it survives, so too do bourgeois right
and elements of bureaucracy survive. The experience of the
Russian revolution, the nightmare of Stalinism and the deepening
of our understanding of the phenomenon of bureaucracy should
alert us to the need for safeguards additional to those foreseen
by Marx and Lenin: the eligibility of all to hold state posts,
the possibility of recalling all delegates, the reduction of
their earnings to the level of the average wage and a more or
less speedy rotation of delegates.
The
first and perhaps most important of these three further
safeguards is that the state of proletarian dictatorship must
from the beginning be a state that is breaking up. This
‘breaking up’ is the concrete form of its withering away.
What I mean by this is that the centralization of power is only
justifiable for a certain narrowly demarcated range of problems.
It should be the Congress of Workers’ Councils that takes
decisions concerning the allocation of national resources. For
it is the working class that bears the sacrifice of not
consuming a share of what it produces, so it is up to the
working class to decide the extent of the sacrifice it is
prepared to accept. But once it has been decided to devote 7, 10
or 12 per cent of national production to education or health,
there is absolutely no need for state management of the
education or health budgets. It is pointless for the Congress of
Workers’ Councils to take on this task of management, which
can be much better assumed at the more democratic level of
school or higher educational councils, and councils of medical
staff and patients. The people who sit on these bodies will be
different from those who are delegated to the Congress of
Workers’ Councils. This breaking up of the functions of the
central state means that dozens of councils will be meeting at
the same time and involving tens of thousands of people on a
national and continental scale. And as the same kind of process
will be occurring at the regional and municipal level, this
‘breaking up’ will allow hundreds of thousands or even
millions of people to participate in the direct exercise of
power.
The
second important safeguard is a much closer attention to the
problem of the rotation of posts than was possible for the
Bolsheviks, who were faced with a working class that was
culturally underdeveloped and a minority of the population. In
the industrially advanced countries, a much more radical
application of the principle of rotation of posts will be
possible than obtains, for example, in Yugoslavia. If this
principle is strictly applied (for example, by prohibiting the
election of the same delegate more than twice), then after a
number of years a very large number of people indeed will have
been involved in the exercise of power in the various congresses
and other assemblies. The idea of the participation of all
workers in the direct exercise of power will thus take on a
concrete form.
Thirdly,
I have always had great reservations about the formulation: the
social division of labour remains inevitable. I think that there
is a lack of conceptual clarity involved here in the frequent
conflation of the term ‘social division of labour’ with what
I would call the ‘occupational division of labour’, or
‘professionalization’, or ‘diversity of occupational
activity’. The social division of labour refers to qualitatively
different social functions, ultimately reducible to the
functions of production and administration (or accumulation).
Now, although the occupational division of labour cannot be
overcome in the first phase of socialism, our aim is to begin
immediately the overcoming of the social division of
labour—that is the whole meaning of the term
‘self-management’. And for that it is necessary to secure
the adequate material conditions, rather than to
speculate on the level of maturity, preparedness or
unpreparedness of the working class, etc.
It
is clear what these material conditions are. Firstly, there must
be a sweeping reduction in working time that will allow workers
to enter the soviets and attend congresses. If they work eight
or nine hours a day, plus two or three hours travelling time,
then they will not be able to be involved in management or
administration. A long working day means the division of society
into those who produce and those who manage; it inevitably means
the survival of ‘professional politicians’ in the soviets.
Only the reduction of the working day by half will create the
conditions for a genuine democratic management, that is to say,
the involvement of hundreds of thousands or millions of workers
in the management of the economy and the state.
Another
material condition is the breaking of the monopoly of
information, which is itself only one facet of the monopoly of
culture. Thanks to data processing, electronic computers and
television, it is today much easier than in Lenin’s time to
make information of all kinds available to everybody, and thus
to make possible workers’ management of the economy, the state
and society. This participation of workers will be made
materially easier by the smashing of a whole series of cultural
obstacles to it, through the lengthening of the period of school
education, the revolutionizing of education, the elimination of
the division between a youth spent at school and
‘adulthood’, etc.
A
further condition will require considerable innovation: the
socialist constitution must allocate the majority of posts (at
least in bodies exercising central state power) to persons
engaged in productive activity—not only to male workers, but
also to women. This is an indispensable safeguard, because
ultimately bureaucratization is based on the professionalization
of management functions. The only way to check this is for a
majority of those exercising central political power to continue
working in production, which is, of course, only possible if it
is accompanied by the breaking up of management functions that I
mentioned earlier. Once all these measures are put into
practice, the basis of bureaucratization will be considerably
reduced.
An
additional problem that should be touched upon is whether a
socialist revolution can go together with a rise rather than a
decline of the productive forces. This question was already
prominent in the debates between Bolsheviks and Mensheviks and
has continued to occupy revolutionaries, centrists and
ultra-lefts over the last fifty-five years. Many dogmatic
theorizations of the Russian experience of 1917–19, especially
by Bukharin but also by Bordiga and other revolutionary leaders
of the period, rested on the assertion that a decline in the
productive forces was inevitable during a socialist revolution.
I will leave it to others to pronounce on ‘the inevitable laws
of history’, but in the present, exceptionally favourable
conditions for socialist revolution in Western Europe, such a
hypothesis is not very credible. Unless there were an outbreak
of nuclear war or a military intervention with large-scale
bombing, there is no reason to suppose that a socialist
revolution in Spain, Italy or France would be accompanied by a
decline in material production. On the contrary, the post-war
development of the productive forces has confirmed that the
industrial system constructed by the bourgeoisie conceals vast
reserves for the expansion of production.
Thus
it is not at all utopian to anticipate a sweeping reduction in
the length of the working day simultaneously with an increase in
material production. I am convinced that the accomplishment of
these tasks will be greatly facilitated by the introduction of
workers’ management, the development of workers’ initiative,
and the flowering of the spirit of self-organization and
creativity amongst the broad masses in the field of technology
and the organization of labour. In the bourgeois theory of the
firm and the industrial unit, there is an optimum level of
performance which is never identical with the maximum level (and
the capitalists have themselves learnt this to their cost!).
Once this optimum level is reached, once industrial units become
excessively large, the faux frais of production grow
faster than the unit cost of production falls. There is a sudden
flood of bad decisions as the ability to form a global view is
lost. Planned self-management, based on the self-activity of the
workers, will absorb and overcome these experiences of bourgeois
management in a way that is impossible for the capitalists
themselves.
Can
you say briefly whether you think the conditions existed in
China in 1949 for the functioning of a soviet-type democracy?
China
was an even more backward country than Russia, and the odds were
set dead against the development of a higher form of soviet
democracy than that of the Russian revolution. But to recognize
that some form of bureaucracy was inevitable is not at all the
same as justifying the Maoist system, which has not allowed the
slightest blossoming of direct democracy or direct workers’
power. Moreover, there is an evident contradiction in the policy
of the régime: whereas the Maoist leaders have systematically
sought to prevent any form of self-administration by the urban
working class, they have been much more prudent in the
countryside. The present administrative form of the people’s
commune unquestionably contains elements of direct
democracy—decentralized, fragmented and non-federated
elements, which correspond to certain characteristics of the
Chinese peasantry. This is in any case much less dangerous for
the bureaucracy, and indeed is even inevitable in a country as
vast as China with its 600,000 or more villages. But such a
dichotomy expresses a clear social choice: the régime is much
less afraid of the initiative of the peasants than of that of
the workers. That has remained a constant feature since 1949,
not excluding the two successive phases of the Cultural
Revolution. The bureaucrats think that self-organization is
easier to control and manipulate so long as it is confined to
peasants or students; once it appears in the factories, among
the workers, they are seized by panic.
Under
the leadership of Lenin, the Bolsheviks did not always
counterpose soviet institutions to representative democratic
institutions (the National Assembly elected by universal
suffrage in geographical areas). Despite the capacity of the
Constituent Assembly for exclusive political centralization,
Lenin fought after the April Theses right up to October, against
the equivocations of the bourgeois government, for a political
system articulating soviets at the base to Constituent Assembly
at the top. (Collected Works, Vol. 24, p. 99; Vol. 26, p.
200.) Zinoviev
and Kamenev held a similar position, stressing moreover that
such a system would provide a national body with a legitimacy
that the Central Executive Committee of the Soviets did not
possess. That was also the position of Rosa Luxemburg after the
overthrow.
Your
question strikes me as exceedingly abstract, pitched at the
level of general principles. I know of no Marxist study that
approaches the problem in such an abstract form, not even
Luxemburg’s to which you refer. For us, as for Luxemburg, the
real problem is the coupling of democratic freedoms with the
soviet form of organization. Here historical experience
shows not only that the two are compatible, but that they must
be combined with one another. A soviet form of state, involving
the direct exercise of power by the workers—and not by the
party substituting itself for them—is inconceivable without
the maintenance and broadening of democratic freedoms beyond the
level existing under a capitalist régime. Similarly, such
freedoms are indispensable for proletarian democracy within a
single revolutionary party and a fortiori in a
multi-party system such as the Fourth International has
envisaged since its adoption of the Transitional Programme in
1938.
In
this connection, we should be aware that there are two aspects
to the evolution of the Communist Parties in recent years, and
that one of these is positive. This evolution is in fact taking
place under a dual, contradictory pressure. On the one hand,
these parties are bending to the pressure of the bourgeoisie and
social democracy—for example, in their abandonment of the
concept of ‘dictatorship of the proletariat’. We completely
disagree with such concessions and continue to uphold the entire
classical Marxist-Leninist polemic against the inadequacies, the
formalism, the class character and the indirect, oppressive and
severely truncated nature of bourgeois parliamentary democracy. But
the second dimension of this evolution represents a concession
to the working class of Western Europe—a class which has
developed a profoundly anti-bureaucratic consciousness in
reaction to the Stalinist experience and does not want a
repetition of Stalinism. There we can only say ‘bravo’!
When
Marchais says that he is abandoning the word ‘dictatorship’
because it recalls Hitler and Pétain, the hypocrisy is quite
transparent. No one in France or any other European country
identifies the Communist Party with Hitler or Pétain. What he
really means, but does not dare say out of sympathy for his
former friends in the Soviet bureaucracy, is that when the
masses of Western Europe hear the word ‘communist
dictatorship’ they think, not of Hitler or Pétain, but of
Stalin, Hungary and Czechoslovakia—in other words, of a
bureaucratic dictatorship which they do not want.
In
the tradition of Marx’s writings on the Paris Commune and of
Lenin’s State and Revolution, the dictatorship of the
proletariat is for us a dictatorship which consolidates and
deepens all democratic freedoms—the freedom of the press, the
right to demonstrate, the freedom of association and of
political parties, the right to strike and trade-union
independence from the state. Naturally, such a way of posing
things is also an advance on the model of the Soviet Union under
Lenin and Trotsky. In any case, those comrades never made a
model or norm out of their pioneering achievements, which were
the first attempt at proletarian dictatorship under very
unfavourable circumstances. On the contrary, Lenin repeated
dozens of times that one must not construct dogmas, and that the
workers of Central and Western Europe would do much better than
the Bolsheviks. It is this realistic and lucid, flesh-and-blood
Lenin who should serve as our inspiration, not those formulas
also to be found in his writings which justify the temporary
defensive measures taken by the Russian revolution by raising
them to the level of theorems, or even axioms.
Let
me take the concrete example of political parties, which is both
important and relevant today. What does Lenin say on this
question in The Proletarian Revolution and The Renegade
Kautsky? He says that it is no accident that neither the
Bolshevik programme nor State and Revolution advocate
suppressing the right to vote of the bourgeoisie, for this is
not a matter of principle under the proletarian dictatorship. He
even adds ironically that the Cadets left the soviets of their
own volition. The meaning of this is clear: the Cadets had a
place in the soviets, and as long as they remained in them no
one tried to drive them out. When they left in order to launch
the civil war, of course that was quite another matter. When
someone starts firing at you, you have to use all means to
defend yourself including rifles. Give up shooting, Cadet
gentlemen, and no one will drive you anywhere—that is the
conclusion which can be drawn from this passage from Lenin.
We
should be quite clear about the dynamic that would be unleashed
if one were to insert into the Soviet constitution of tomorrow
the clause: ‘Only workers’ parties will be legally tolerated
or recognized; bourgeois parties will be banned’. Not only the
Stalinists and Mao-Stalinists—which is bad enough’—but
even certain pseudo-Trotskyists, who go around very
light-mindedly dishing out labels of ‘petty-bourgeois’ and
‘bourgeois’, will start saying that the social-democrats are
a bourgeois party, and the psu
too. The Communist Party, the party of ‘social-imperialism’,
will also be defined as a bourgeois party. As for the Trotskyist
organizations, they too will find plenty of people, including
some donning ‘Trotskyist’ masks, who will accuse them of
being ‘petty-bourgeois’ or even ‘counter-revolutionary
traitors’. The result will be that only the self-proclaimed
‘revolutionary’ organization, or only the one that is in
agreement with the thoughts of Chairman Mao, will be
‘genuinely’ proletarian, even if it represents only a tiny
minority.
Such
a dynamic can assume terrifying proportions. Any real
constitutional or institutional defence of the multi-party
principle is impossible once you start introducing criteria that
are subjective and subjectivist. The only objective
criterion is that of soviet legality. Any party will be
recognized that respects the socialist constitution in
practice: it may have an anti-socialist programme and carry
out anti-socialist propaganda, but it will not be permitted to
throw bombs or organize civil war. Once it starts that, it will
be outlawed. If the bourgeois parties content themselves with
discussing and persuading people, we are quite confident that
the working class of Western Europe is sufficiently strong and
clear-thinking not to hand back the factories that it has seized
from the bosses, simply as a result of skilful bourgeois
propaganda. For us, ideas are the most effective means of waging
the struggle against bourgeois ideology, which is merely
strengthened by bans and other administrative measures. Our
chosen weapons are the weapons of propaganda and education of
the working class, and for us there is only one limit to the
defence and extension of democratic freedoms under the
proletarian dictatorship: the limit imposed by the need to
prevent any attempted restoration by force of the exploitative régime
of private property and bourgeois power. The dictatorship of the
proletariat is a dictatorship to the extent that, as the Communist
Manifesto puts it, it takes ‘despotic measures’ against
private property and the bourgeois state, crushing the violence
and power of the bourgeoisie. But it does not take despotic
measures against bourgeois ideas or bourgeois parties which
confine themselves to propaganda and ‘counter-education’. On
that level, the political superiority of Marxism, of the armed
people in possession of economic power, seems to me quite
adequate to prevent a return to capitalism.
If
I have not answered the question about whether parliamentary
organs are necessary, it is because I think that it is an essentially
tactical matter. We should not treat it as a question of
absolute principle, and it will not necessarily be answered in
the same way in every country. If a parliamentary organ is used
in an attempt to repress and ‘roll back’ the
self-organization of the masses, then it is a clear instrument
of counter-revolution and we have to take a position accordingly
(such was the case in Portugal last year, as it was in Germany
1918 and in Russia after October 1917). It should not be
forgotten that Rosa Luxemburg took a quite unambiguous position
against the transfer of power to the Constituent Assembly in
Germany. She—and the Spartacist delegates at the First
Congress of Workers’ and Soldiers’ Councils—opposed the
convocation of the Constituent Assembly, arguing instead for the
maintenance of the sovereignty of the Congress of Councils as
the only representative organ of power of the German working
class. But once that sovereignty is established, then it is
not a question of principle whether there should be a
parliamentary organ to deal with secondarymatters. Its
usefulness is not all that clear to me, but the answer will
depend on the national political tradition of various countries
and on the role such an organ might play as an arena of struggle
between the major cultural and ideological currents. What is
essential is that political and economic power should be firmly
and genuinely in the hands of the armed workers organized in
soviets.
Trotsky’s
own thinking on this question underwent an unquestionable
evolution, which we have to continue. Like Lenin, Trotsky
combined two elements in the period of 1920–21. On the one
hand, in order to defend soviet power in extremely difficult and
dangerous conditions, they took decisions—with an iron
determination that we cannot but approve of—which led them to
introduce measures that broke in practice with soviet democracy,
and they assumed full responsibility for this. Going further
than Trotsky, Lenin declared in 1920 that the Soviet state was
no longer a healthy workers’ state, but a workers’ state
with bureaucratic deformations. He was absolutely lucid about
this and did not aim to deceive anyone. Of course, one can
discuss whether one particular measure or another was justified
in the given conjuncture, but that is not the essential point.
However,
there was also a second, infinitely more dangerous aspect to
their actions in this period. This was their attempt to give
some of these measures a general theoretical foundation that is
quite unacceptable. For example, Trotsky wrote in 1921 that
soviet democracy is not a fetish, and that the party can
exercise power not only in the name of the working class, but
even in exceptional circumstances against the will of the
majority of the class. We should be incomparably more cautious
before adopting formulations of that kind, because we know from
experience that in such a situation it is a bureaucracy rather
than a revolutionary minority that will come to exercise power
against the majority of workers—a fact that Lenin and Trotsky
were themselves to recognize a year later. As far as theory is
concerned, the year 1921 was the nadir of the Bolsheviks’
history and Lenin and Trotsky made a whole number of errors.
All
you have to do is read Trotsky’s later writings to understand
that he became aware of these errors. At the end of his life, he
said that he did not want to discuss whether the banning of
factions in the Party was inevitable, but that what was clear
was that it assisted the establishment of the Stalinist régime
and the bureaucratic dictatorship in the ussr.
What is that if not a de facto self-criticism? Moreover,
when Trotsky said in the Transitional Programme of 1938
that he was in favour of freedom for all soviet parties, he had
undoubtedly drawn the conclusion that the lack of such a
constitutional right opens the door to the use of the argument
‘You are a potential party’ against any faction, and of
‘You are a potential faction’ against any current or
tendency. In that direction, it is not only socialist democracy
that is stifled, but also inner-party democracy. In the period
1936–8, Trotsky had become fully aware of the inner logic of
such positions, and was implicitly undertaking a serious
self-criticism. In our own thinking on the question, we should
not let ourselves be restricted by an uncritical defence of the
decisions taken under the leadership of Lenin and Trotsky.
I
think that the Bolsheviks were wrong in 1921. They should not
have banned the Menshevik Party; they should not have banned the
anarchist organizations; and they should not have suppressed
multiple slates in elections to the soviets after the end of the
Civil War. The paradox is quite striking: during the Civil War
the Bolsheviks allowed themselves the luxury of an opposition in
the press and in the soviets, but once the war was over they
made an error of judgement. They thought that the main danger
following the introduction of the nep
was a political resurgence of the petty and medium bourgeoisie,
which would threaten the restoration of capitalism in the short
term. That was an error of conjunctural analysis, but it was no
less an error. The peasantry was much too dispersed and
demoralized to pose an immediate threat to soviet power. (Of
course, in the long term, as the Left Opposition pointed out,
this analysis was correct, and six years later in 1927 the
danger became acute.) But in 1921 the main danger was not
bourgeois counter-revolution; it was the depoliticization of the
working class and the rapid process of bureaucratization. The
measures taken at that time assisted and developed that process.
We should have the courage to recognize that this was an error
and that the Opposition slogan of 1923 ‘Extend rather than
reduce soviet democracy’ was valid from 1921 onwards.
Unlike
the Russian working class, the working class of the advanced
capitalist countries of today has a tradition of mass
trade-union and political organization and institutions with
which it identifies. Moreover, the reformists, both
social-democratic and Stalinist, will fight against the
development of soviets. Do you think that in spite of everything
dual power will take on the soviet form, or that it may be
expressed in other ways—through a bloc of left forces, or even
through the trade unions as Monatte thought possible in the case
of France?
Here
we can base ourselves on lengthy historical experience, the
lessons of which are absolutely clear and unambiguous. Whenever
a revolutionary crisis has broken out in an industrially
advanced country, where there is a working class at the height
of its social, political and economic maturity, we have
witnessed the emergence of soviet-type organs. However different
they may have been in name or origin, there is not the slightest
doubt about the nature of these organs. It is true that in the
Spanish revolution of 1936–7 an organizational bloc was
imposed at the level of the towns and the organs of political
power, but there was nothing of the kind at the level of the
workplace: there the masses organized themselves. In most West
European countries, the workers’ movement is divided between
different fragmented mass organizations, which are themselves
not free from internal contradiction, and which furthermore
rarely encompass a majority (or more than a slight majority) of
the masses. Given this situation, a powerful and impetuous
revolutionary movement of the proletariat will have to find a
form of self-representation which involves the class in its
entirety. History has produced nothing better than the soviet
form, which is not an ‘invention’ of the Bolsheviks or the
Trotskyists, but the result of real historical experience.
Of
quite a different order is the question of the precise origin of
these organs in each country, and the way in which the existing
political and trade-union mass organizations will be combined
with and represented in them. History has already given a wide
range of answers to this, and there are even considerable
differences between the two experiences in Russia. The first
soviets arose in 1905 out of strike committees, whereas in 1917
the opposite happened: the Executive Committee of the Petrograd
Soviets was constituted before the appearance of soviets
throughout the country. In Spain 1936 it was quite different
again: rank-and-file committees sprang up, which were then
topped off by a bloc of organizations.
The
most important thing for revolutionaries is to do away with all
schematic and a priori thinking—something which is
relevant to many lively debates within the Fourth International
and in the European revolutionary Left in general. We should not
think that there is only one possible slogan, or only one form
in which workers’ councils can appear in the present
situation. Under certain circumstances, for example of defensive
struggle of the working class against the rise of fascism, it is
quite possible and even likely that organs of workers’ power
will only emerge from bodies of the United Front bloc of parties
and trade unions. That was what Trotsky plausibly envisaged in
Germany until 1933. But in other circumstances, for example in
France between 1934 and 1936, Trotsky was quite correct in
rejecting this idea. He accused the centrists and even some
pseudo-Trotskyists of thinking that Blum and Thorez had first to
come to an agreement before there could be action committees. He
rejected the argument that the development of organs of dual
power had to be subordinated to the signing of an agreement at
the top between the apparatuses. He thought it quite likely that
the opposite would happen: that the rank-and-file would first
build these committees, and that only afterwards would the
bureaucrats agree at the top to accept them. The Portuguese
experience has given us sufficient warning of the dangers of any
kind of schematism. In all their writings on revolutionary
situations, Lenin and Trotsky insisted that the main task is to
keep one’s eyes and ears open for developments in the working
class and for signs of the real organizational direction it is
taking—and not impose some theoretical schema on this real
tendency of the workers to find their own forms of
self-organization.
Will
the reformists always and everyhere combat this spontaneous
growth of workers’ councils? The sectarian answer would be
‘unfortunately not’! But as I am not a sectarian, I will
simply say ‘no’. The rational kernel of the sectarian
response is the obvious fact that the task of revolutionaries
would be much easier if the bureaucrats were ‘bravely’ to
swim against the tide. It would be so simple to isolate the
bureaucratic apparatuses if they set themselves against millions
of workers identifying with their councils. Unfortunately that
is not how things happen; the bureaucrats are much too shrewd.
What they generally do when the workers’ councils are
mushrooming is enter and identify with them, keeping close to
the real movement. You only have to re-read what Ebert, Noske
and Scheidemann wrote in the Germany of 1918 to understand that.
The real problem will be the political confrontation with the
reformists inside the councils.
We
should also avoid a schematic view of relations between the
workers’ councils and the mass organizations and be prepared
for all the possible variants that can arise. The basic
determinant will clearly be the historical traditions and
peculiarities of the Western working class, especially the much
greater weight of the trade-union movement in these countries
than was the case in Russia. There are two dangers to be
avoided. The first is that of being dragged into the swamp of
centrism, which devotes its energies to preparing a soup with no
nutritive value at all. The ingredients of that soup are well
known to us: the preservation of the institution of parliament,
combined with affirmations of the sovereignty of the workers’
councils, the sovereignty and independence of the trade unions;
multiplicity of parties, combined with acceptance only of a
‘limited’ right of tendencies; and so on and so forth. In
short, an attempt to reconcile the irreconcilable. The line
which separates revolutionaries from reformism is clear enough:
we are for the destruction of the bourgeois state apparatus; we
say that it is impossible to make a socialist revolution whilst
respecting, tolerating or appeasing that apparatus; we are for
the transfer of power to organs of self-representation of the
working masses, and for a sovereign Congress of Workers’
Councils to exercise that power. The centrists would like to
avoid such a clear choice, but every time that a revolutionary
crisis breaks out, history gives fresh proof that room for
equivocation does not exist.
The
second danger to be avoided is that of sectarianism. There is a
real function for the trade unions. Life itself will determine
the exact sphere of their authority and the exact form of their
fusion with the soviets. Although blocs of organizations are for
us less democratic than directly elected organs, we will
obviously not reject such blocs where they exist in the name of
something that has not yet appeared. That would be a stupid
sectarian attitude. We should remember that although Trotsky
correctly criticized the bloc character of the Central Committee
of Militias in Barcelona 1936, he nevertheless considered its
dissolution to be the main crime of the reformists and
centrists, including Andres Nin, and the beginning of the
decline of the revolutionary upsurge in Spain. Moreover, there
were also representatives of a bourgeois party, the Esquerra
Catalan, in that committee, and Trotsky never suggested as a
watchword: ‘Let us first expel the bourgeois parties before
recognizing this Central Committee of Militias as the organ of
workers’ power’.
With
the possibility of workers’ parties coming to power, Southern
Europe is heading towards situations of a pre-revolutionary
kind, in which although the hold of reformism may be fairly
durable, a sizeable workers’ vanguard already exists. There is
enormous potential in this situation, but also enormous dangers:
the reformists show no sign of wanting to go forward to a
successful revolution, while the bourgeoisie have the will to
push back the tide by a victorious counter-revolution. Even if
the masses throw up their soviet organs, revolutionaries can
hardly expect to win over the majority. So what are the real
aims that we should pursue?
No
doubt you are playing the devil’s advocate, but your question
rests on a basic premise that I dispute. It is not true that the
revolutionary vanguard is incapable of winning over the majority
of workers in the revolutionary period opening up in Southern
Europe. The essential historical function of the period from
1968 to the present day has been to allow the far Left to
accumulate sufficient forces to enter this revolutionary period
with the realistic possibility of winning over the majority of
the working class.
Of
course, we need to be a lot more specific: I would make five
basic points. In the first place, every revolutionary experience
shows that we have to start from the uneven development of class
consciousness—an idea that the reformists and centrists find
hard to grasp. We have already mentioned the examples of June
1936 and the Liberation. There is not the slightest
contradiction in saying that the overwhelming majority of the
masses can at the same time vote for the reformist parties and
partially break with them in practice. In a revolutionary
situation, class consciousness develops by leaps and bounds,
although not on all fronts at once. The masses may think that
the only useful way of voting at the parliamentary, electoral
level is for the Socialist Party or the Communist Party. At the
same time, they may think that in the struggle against reaction
at the workplaces and in the colleges the only useful way of
acting is independently of those parties. A meticulous analysis
of the attitude throughout 1975 of the Portuguese
proletariat—which is, moreover, one of the politically least
developed in Europe—would provide fresh confirmation of the
uneven growth of class consciousness. There is a spectacular
example of the same phenomenon today in Spain, and I think that
we shall see the same thing in France and Italy. But I will go
even further: it is not impossible for the majority of the class
to vote in the workers’ councils for the seizure of power by
the councils, while still being prepared to vote for the
reformist parties in parliamentary elections. Even the result of
consultative polls, expressing a concrete political choice,
varies according to whether they are held in isolated booths or
in mass assemblies, in an atomized or a collective way. The
trade-union bureaucrats and the bosses know very well that a
mass meeting and a referendum or postal vote will produce
different results on a proposal to declare or call off a strike.
This
leads us on to the second question: the outflanking of the
reformist leaderships. It is quite possible, and even likely
that a dual process will occur in Western Europe—to a
much greater extent than in June 1936, and at least as much as
in Chile under the Allende government. The masses will accord
the parliamentary majority or left government a relative,
guarded and mistrustful trust—the contradictory formulation
expresses the reality well. At the same time, they will show a
tendency to break out of the limits to action laid down in
advance by the reformist, class-collaborationist programme, with
its avoidance of a break with the bourgeois régime. It is the
inexorable logic of the unfolding class struggle, rather than
the theoretical clarity of the masses, that will determine the
dynamic of this process.
The
greatest analytical weakness of the reformists and centrists
lies in their failure to understand this logic, despite its
clear demonstration in the revolutionary experiences of the
industrialized countries, including at the outer limit Chile.
The world today is one in which a proletariat of greatly
increased social, economic and political weight is faced with a
crisis of capitalist relations of production and of all other
bourgeois social relations; it is unthinkable that a qualitative
deepening of the activity, combativity and demands of the masses
should not lead to a veritable explosion of class conflict, that
paralyses the capitalist economy and the bourgeois state. Any
socialist or communist who thinks that he can tell this
proletariat, representing at least 60 or 70% of the population:
‘You are in power. The factory belongs to you. Now it is
possible to raise the standard of living, reduce the length of
the working day, extend nationalizations and put through
progressive social legislation’, and who thinks that at the
same time it is possible to achieve an increase in capitalist
investment, an increase in the mass or even rate of profit to
finance this capitalist growth, such a person is an utterly
ridiculous utopian dreamer. No one believes that, either in the
workers’ camp or in the bourgeois camp. Only dishonest or
completely naive conciliators can spread around such
fairy-tales. In the present climate in Southern Europe,
therefore, we can rule out the possibility of the masses
remaining passive when a left government takes office. This will
inevitably be accompanied by an intensification of the class
struggle, a flight of capital, an investment strike by the
capitalists, sabotage of production, constant plotting against
the government by reactionaries and the extreme right supported
by the state apparatus, right-wing terrorism, and so on. That is
what we saw in Portugal last year, in Spain 1936, in Chile after
1970, and we shall see it tomorrow in Italy, Spain and France.
Now,
the workers will not fail to react. They will place no trust in
the bourgeois police to fight against the plotters, or in the
Minister of Finance to halt the flight of capital. Outflanking
is not brought about by a state of mind, trust or mistrust, nor
by ‘leftist agitators’ stirring things up. It is a result of
the inevitable head-on collision between the major social
classes. Moreover, although the programme of the Union of
the Left in France is perfectly compatible with the capitalist
system, it is no accident that it is much more radical than the
programme of the Popular Front. It reflects the changed
relationship of forces since the thirties and the deepened
structural crisis of capitalism. Today, reforms that are
‘broad’ enough to be of significance to the popular masses
of Western Europe require considerably more sweeping changes in
the functioning of the economy and society than those that could
be envisaged in the twenties or thirties. This intensification
of class conflict has a twin dynamic: on the one hand, in the
direction of an ever wider outflanking of the bureaucratic
apparatuses by the masses; on the other, towards a creeping
paralysis of the ‘classical’ mechanisms of a
social-democratic or reformist government. Once again, the
experience of the first stage of the Allende government is
highly illustrative. Even today, before the formation of a left
government in Italy and before the complete dismantling of the
dictatorship in Spain, there has been a sizeable flight of
capital which gives us some idea of what will happen when a left
government is actually in office. In such circumstances, it is
utterly utopian to hope to govern by traditional, routine
methods and to remain within the framework of bourgeois
parliamentarianism and a Common Market which allows the free
circulation of capital.
It
is the reformists and centrists, not we revolutionaries, who are
thus the real utopians. We are convinced that the reformist
apparatuses will inevitably and rapidly be outflanked, in the
context of what I have called the uneven development of class
consciousness. I am not talking necessarily of a spectacular
electoral break with the traditional parties; the outflanking
could take intermediate forms, including the radicalization of a
section of those parties themselves and a tendency struggle or
even split within them. That is almost inevitable in such a
situation, especially as the far Left is no longer marginalized
and without importance, but an already recognized political
force.
The
third point concerns the duration of the process. Here the
conclusion could only be pessimistic if we thought that
everything would be over within three months. Nowhere could the
forces of the far Left win over the majority of the working
class in such a short period—neither the Ligue Communiste Révolutionnaire
in France, nor a far Left bloc in Italy, nor the lcr-eta
vi in Spain even if it fused with lc
and oice. [2]
However, to think that things will be settled in three months is
to under estimate, in a quite unrealistic fashion, the deep
crisis of the bourgeois order and bourgeois leadership, as well
as the degree of working-class combativity. The only recent
points of reference we have are those of Chile and Portugal: the
process lasted three years in Chile, where the working class was
infinitely weaker than in Western Europe, and where there was a
much greater danger of direct intervention by us
imperialism. Things are still far from over in Portugal, where
the crisis has already lasted more than three years. I mentioned
earlier Germany 1918–23 and Spain 1931–7 as examples of a
process stretching over a number of years; it is over such a
long period that revolutionary organizations could expect to win
the support of the majority of the workers in the councils.
These organizations already have thousands of members and tens
of thousands of sympathizers, and in a protracted period of
crisis they could gain tens of thousands of new members and
hundreds of thousands of sympathizers. None of this will happen,
however, unless these organizations carry out correct policies,
especially in relation to the united front, which I will take up
later.
The
fourth point that has to be made is in answer to the following
objection, which is perhaps the most powerful one of all.
‘Practically everything to which you refer has already been
seen in Chile. There was a left government in a state of
paralysis; there were leftist sections of the masses storming
marginal fortresses of the bourgeoisie; there were internal
squabbles in the workers’ movement, following clashes between
the reformist majority and the revolutionary minority. And in
the end what that led to was the triumph of reaction through a
bloody coup d’état and a crushing defeat of the workers’
movement.’ In answering this, I must first say that no one can
give an absolute assurance of victory. The correct revolutionary
strategy has never been based on the certainty of a
working-class victory. All we can say is that it is only our
strategical and tactical line of march that can make that
victory possible; but it cannot guarantee it. Additional
factors are necessary for victory, in particular a favourable
balance of forces which cannot be precisely calculated in
advance.
The
much less favourable objective and subjective situation in Chile
was obviously the final determinant of the balance of forces
between the classes, and between the reformist apparatuses and
the far Left. In Western Europe the situation is much more
promising from both points of view: the degree of
self-sufficiency is incomparably higher than in a country like
Chile, and the proletariat has a much greater capacity for
fighting back and winning support at an international level.
Moreover, we have a formidable ‘secret weapon’ of which we
make no secret: namely, the growing identity between the
programme and aims of a proletarian revolution in Western Europe
and the existing programme of a section of the workers’
movement in the most ‘stable’ countries: Britain, Holland,
Austria, West Germany. Socialist diplomacy will be able to stage
its own ‘Brest-Litovsk’ if an economic blockade is organized
against Portugal, Italy, Spain or France to ‘punish’ the
working class for establishing workers’ control or
self-management, whilst the trade unions of Northern Europe are
moving towards the same positions. That will obviously not be so
easy if the revolution wears the hideous mask of Stalinist
dictatorship. But if it presents instead the smiling Communist
face of sovereign workers’ councils—which is ten times more
attractive than the Prague spring—then I do not think that it
will be easy to mount such a blockade against European socialist
countries.
Even
the Chilean army, which was of a quite particular kind, was not
inoculated beforehand against the virus of socialism and
revolution. In fact, one of the catalysts of the coup d’état
was the fear of the counter-revolutionary officers that the
virus was spreading amongst the ranks, especially in the navy.
Of course, the military plotters were aided by the treacherous
ineptitude of the Popular Unity leaders faced with these first
signs of rank-and-file insubordination against the army and navy
officers, and by the remarkable political weakness of the
centrist far Left, which had a completely wrong position on work
in the army. Here too, I think that we will be able to avoid
these mistakes and obtain better results. The recent experience
of the soldiers’ movement—especially in Portugal, but also
in France and Italy—shows that we are already in a better
starting-position than were the Chileans. In highly
industrialized countries—where even the composition of the
army reflects the social structure of the country—it is
extremely unlikely that a gigantic revolutionary upsurge will
not find expression in opposition movements within the army. All
these are trump cards that were not available in Chile.
In
any case the essential point is that we have no choice in the
matter. When there is an impetuous rise of an anti-capitalist
and anti-bureaucratic mass movement, faced by the
counter-revolutionary hardening of nearly the entire bourgeois
apparatus, anything that demobilizes the working class and puts
a break on the workers’ offensive, and anyone who tries to
dampen down their enthusiasm, can only serve the
counter-revolution. The proletariat has never profited from
demobilization and division in its camp during the course of
class battles. When there is an extreme polarization of social
forces, the only measures that serve the workers’ cause are
the widening and generalization of the mobilizations and of the
tendency of the class to united self-expansion. We must put the
centrists and vacillating forces on their guard against the
grave danger of measures that repress, fragment, divide or
demobilize the mass movement on the pretext of ‘not alarming
reaction’. Anything that has a demobilizing effect immediately
shifts the balance of forces in favour of the bourgeoisie.
Conversely,
anything that mobilizes and unifies the working class and the
toiling masses shifts the balance of forces in favour of the
working class. That is the whole basis of our orientation. It is
what gives real coherence to our goal of winning over the
majority of the working class; it is one of our political trump
cards. In a revolutionary situation, the revolutionary
Marxists must be the force most committed to the strengthening
of class unity and organization. They must constantly
advocate the unity of the class apparatus of the workers, and
this is made easier by the fact that the organs of workers’
unity are precisely the organs of its self-representation: the
Workers’ councils. We defend workers’ unity in as much as we
defend the organs of workers’ power in a situation of dual
power.
There
is a fifth and final point that must also be made clear. The
essential weapon for winning the majority of the masses is the
weapon of the united front. In the highly complex and delicate
situation of a left government—identified by the masses with a
government of the workers’ organizations—the united front
policy entails a well worked out and carefully nuanced attitude
towards that government. (I am not talking here of a
‘historical compromise’ government—which is just the
‘classical’ coalition government of large bourgeois and
reformist parties.) The attitude of revolutionary Marxists
should not be a schematic one, or consist of constant calls for
the overthrow of the government—which would sound in the ears
of the masses strangely like the calls of the Right and the far
Right. I am not saying that our attitude should be one of
support: we are naturally not for such a government, but for the
replacement of this ‘bourgeois workers’ government’ by a
genuine workers’ government. Nevertheless, it will be a
bourgeois workers’ government and seen by the masses as
such. It would be sectarian and completely unproductive to adopt
the same attitude towards it as we do towards a straightforward
bourgeois or Popular Front government.
We
would only fundamentally change our position if the government
began to repress the mass movement. That was the position of
Lenin in April 1917, as can be clearly seen by reading all his
writings from March to June 1917. For example: ‘We are not yet
for the overthrow of this government, in that it is supported by
the majority of workers’. He changed his attitude only after
the repression following the July Days. So long as such a
government does not engage in repression, we should adopt an
attitude of ‘critical toleration’, of pedagogic propaganda
opposition, in order to allow the masses to learn from the
experience. Concretely, what that means is placing on the
government a series of demands that correspond to two basic
criteria.
First,
it is necessary to intensify the break with the bourgeoisie and
thus to demand the removal of the one or two wretched bourgeois
ministers in the government. Of course, that will not change
much in itself—it will remain a bourgeois workers’
government even without those ministers. The experiences of
Spain 1936 and of Chile have similarly made clear the need for a
thoroughgoing purge and elimination of the whole repressive
apparatus of the bourgeoisie, the disbanding of repressive
bodies and an end to full-time judges. In addition, there are
all the economic demands of the masses related to
nationalization under workers’ control, which express the
logic of dual power.
The
second basic category of demands addressed to the government
concern the riposte to be made to the inevitable bourgeois acts
of sabotage and economic disruption. Here the guiding policy
should be one of tit-for-tat: the occupation and take-over of
factories followed by their co-ordination; working-out of a
workers’ plan of economic reconversion and revival, the
extension and generalization of workers’ control in the
direction of self-management; the running of a whole number of
areas of social life by those directly concerned (public
transport, street markets, crèches, universities, agricultural
land, etc.). Numerous layers will move from reformism towards
left-centrism and revolutionary Marxism through discussing these
questions in the framework of proletarian democracy and through
their own practical experience, protected by the intransigent
defence of the freedom of mass action and mobilization, even
when it ‘embarrasses’ the plans of the government or cuts
across those of the reformists. This break from reformism will
be assisted by the illustration, consolidation and
centralization of varied experiences of self-organization; it
will not be helped, however, by sectarian excesses, by insults
of the ‘social-fascists’ type, or by ignoring the special
sensitivity of those who still place their trust in the
reformists. The policy of winning the masses by the united front
is thus inextricably bound up with the affirmation, extension
and generalization of dual power, up to and including the
consolidation of workers’ power by insurrection.
The
objective results of the policies of the reformists are the
following: growing impotence of the left government; inability
to meet its promises; rising disillusionment amongst the masses
and the creation, thereby, of a fertile ground for
demobilization and demoralization and the return in force of
reaction, whether through violence or even by legal and
electoral means. This confirms that we have no choice in the
matter: either we extend the mass outflanking towards victory or
else decline and defeat are inevitable. In such a period there
is a race between two movements, one leading to an outflanking
of the reformist apparatuses and the other to a retreat of the
masses as a result of the reformists’ bankruptcy. The first
will only win the day if the social and political relationship
of forces has at least some favourable elements: if the mass
movement is not broken but grows broader and broader; if
self-organization is strengthened and generalized, rather than
rapidly broken up; and if the revolutionaries succeed in
overcoming their weakness and isolation, and forge thousands of
new bonds with the masses on the basis of an extension and
generalization of genuine, lived experiences of the united front
(rather than that propagandistic caricature which consists of
demanding that the reformist leaderships give an answer in order
to expose them in words). This road does not provide a guarantee
of victory; but it is the only chance there is.
Translated
by Patrick Camiller
[*]
This interview was conducted by Critique Communiste, a
theoretical journal edited by members of the Ligue Communiste Révolutionnaire,
French section of the Fourth International, without being an
official party organ. The interviewer was Henri Wéber, and the
text appeared in Critique Communiste No. 8/9,
September–December 1976.
[1] Daniel Bensaïd, Carlos Rossi, Charles-André Udry, Portugal: la révolution
en marche, Paris 1975.
[2]
The Liga Comunista Revolucionaria fused in 1974 with the
Basque organization Euzkadi ta Azkatasuna VI. The joint
organization, like the Liga Comunista, is a sympathizing
group of the Fourth International: the two have a perspective of
fusion. The Organización Internacionalista Comunista de España,
a group with strength mainly in Euskadi, is also drawing closer
to the lcr-eta vi, and fusion
negotiations are in progress.
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