Let me first say something
about my exclusion. It demonstrates a lack of confidence on the
part of the Nixon administration in the capacity of its
supporters to combat Marxism on the battleground of ideas. I
would not be carrying any high explosives, if I had come, but
only, as I did before, my revolutionary views which are well
known to the public.
Why should the Washington
authorities be so afraid of my presenting them when many Marxist
books are freely sold in the United States, including my own? In
the nineteenth century the British ruling class, which was sure
of itself, permitted Karl Marx to live as an exile in England
for almost forty years. Times have certainly changed when the
most powerful of capitalist governments today refuses a brief
visit to an exponent of his doctrines!
On the other hand the press
outcry and the protests over this action show that public
opinion in the United States is very much alert to the dangers
that threaten our basic freedoms.
A revolutionary strategy is
possible only in a revolutionary epoch: this is a basic tenet of
Marxism. A social revolution cannot be achieved until objective
historical conditions have placed that revolution on the agenda.
A social revolution cannot result simply from the desires,
dreams, ideals of revolutionary-minded individuals. Its
consummation requires a level of socio-econornic contradictions
which makes the overthrow of the ruling class objectively
possible. And it needs the presence of another social class
which, as a result of its place in the process of production,
its weight in society, and its political potential, can
successfully achieve this overthrow.
A revolutionary strategy in the
advanced industrial countries today only makes sense, from a
Marxist point of view, if one affirmatively answers these two
questions: Is there a historical structural crisis of the world
capitalist system? Does the working class have a revolutionary
potential?
All those who consider that
world capitalism has been a system in full expansion for
twenty-five years or longer and remains so, that in other words,
the historical epoch of ascending capitalism is not yet over,
cannot reasonably project a revolutionary strategy as a short or
medium-range perspective. They can, in the best of cases,
maintain a principled opposition to the capitalist system on
grounds similar to that of Western social democracy in its best
period prior to World War I through a combination of the
struggle for immediate reforms with general socialist
propaganda. That’s what the few reformists who call themselves
Marxists in Europe – in the USA they seem to have disappeared
– actually do.
There are also those who claim
to be Marxists but assume that capitalism has gone through a
period of tremendous worldwide expansion – Russia being
capitalist, China being capitalist, and capitalism solving in
one country after another the problem of socio-economic
underdevelopment. They, too, can remain consistent with their
theoretical assumptions only by acting like reformists, i.e., by
excluding any need for a revolutionary strategy as an immediate
perspective in the West.
Revolutionary Marxists, on the
other hand, have to prove that they are living in a historical
epoch of crisis and disintegration of the world capitalist
system, if they want to keep their search for a revolutionary
strategy on the foundations of historical materialism. Evidence
in that field is rather overwhelming. After all, nobody really
believes that Presidents Johnson and Nixon have sent over half a
million soldiers to Vietnam to prevent Ho Chi Minh from
spreading capitalism to South Vietnam. What they want to stop is
not capitalist competition by their competitors – who could
seriously argue that the main economic competition which US
imperialism meets today on a world scale comes from North
Vietnam or China, or even the Soviet Union at that! – but a
challenge by an opposing social system, a challenge from
anti-imperialist and anti-capitalist forces on a world scale.
This challenge, which has existed ever since the October
Revolution, is bigger today than it ever was, having spread to
all six continents. Nothing of the kind existed in that epoch of
expanding and triumphant capitalism which lasted through the
nineteenth century up to World War I.
It is sometimes alleged that
the growth of the productive forces in Western imperialist
countries since World War II – which is undeniable –
disproves the existence of a historical crisis of decline and
decomposition of world capitalism. This argument is not very
convincing. It reflects a mechanistic conception of how a
certain mode of production, how a certain set of relations of
production, become fetters on a further development of the
productive forces. A historical analogy will immediately clarify
the point. Could one really argue that there was an absolute
decline of the productive forces, say, in France during the
fifty or twenty years prior to the Great French Revolution of
1789? Or, to take an even more striking example: Was the Russian
Revolution of 1917 preceded by twenty years of stagnation and
decline, or rather by twenty years of stormy expansion of the
productive forces?
In his famous Preface to A
Contribution to a Critique of Political Economy,
written in January 1859, Marx specifies the necessary and
sufficient preconditions for a historical epoch of social
revolution in the most concise way possible: “At a certain
stage of their development, the material forces of production in
society come in conflict with the existing relations of
production, or – what is but a legal expression for the same
thing – with the property relations within which they have
been at work before. From forms of development of the forces of
production, these relations turn into their fetters. Then begins
an epoch of social revolution.”
The keystone of Marx’s
materialist theory of social revolution is therefore the concept
of the contradiction between production and property relations
on the one hand and the productive forces on the other hand. In
today’s world this conflict expresses itself in three ways.
First, by the inability of world capitalism to solve any basic
economic problems of the masses within the framework of the
imperialist system. This is most graphically demonstrated by its
inability to eliminate centuries-old backwardness in the
so-called third-world countries. Second, by the growing
inability of the system to contain the growth of productive
forces – especially of the science-oriented third industrial
revolution – within the framework of private property and the
nation-state. Third, by a periodic large-scale revolt of masses
of industrial and intellectual workers, as well as of youth in
general, against the persistence of these capitalist relations
of production, which mutilate their needs, their lives and their
capacity for self-realisation, and totally thwart the tremendous
potential of human freedom and human self-realisation up by
contemporary industry, technology, and science.
Marx’s famous prediction of a
hundred years ago, that the productive forces would transform
themselves more and more into destructive forces if they were
not in time liberated from the fetters of private property and
profit orientation, hits the nail squarely on the head. This
does not imply an absolute decline in production but a much more
frightful form of decay: a qualitative transformation of the
results of increased output which threatens to destroy the last
remnants of freedom of choice for the individual, the material
biosphere of mankind, if not the very existence of the human
race. The output of an ever-increasing mass of increasingly
meaningless commodities of increasingly doubtful quality; the
pollution of the atmosphere, land and water; and the threat of
nuclear and biological warfare resulting from the growth of
tremendous permanent war expenditures all testify to the realism
of Marx’s prediction.
If we approach the problem in
this way, we will likewise have a key to judge the revolutionary
potential of the working class. This is not primarily a question
of gauging what workers think – going around with an
electronic counter, measuring the number of workers reading
capitalist or reformist newspapers and those reading
revolutionary ones; comparing the affiliations to trade unions
led by labor lieutenants of capitalism or to reformist
working-class parties with the number of working-class members
and sympathisers of revolutionary organisations, and then
reaching the obvious conclusion that the overwhelming majority
of the Western working class is not yet under the political
influence or leadership of revolutionists. This is essentially a
problem of analysing the workers’ force in reality and what
they do, of ascertaining what the objective significance of
their actions is.
In order to prove that the
working class has lost its revolutionary potential, it would be
necessary to prove that all the periodic explosions of
working-class discontent – whose reality nobody can deny –
are centered exclusively around problems of higher wages and
shorter working hours, to enable them to have more time to
consume capitalist commodities and enjoy the services of the
capitalist leisure industries. But this image does not
correspond to the reality of Western European workers’
discontent; it does not correspond to the reality of the
discontent of Japanese and Australian workers; it does not
correspond to the reality of discontent in such an
industrialised country of Latin America as Argentina; nor will
it correspond to the future explosions of discontent in the
United States since the politically advanced countries simply
show the politically more backward one the image of its own
future.
Any analysis of the May 1968
revolutionary upsurge in France cannot but arrive at the
conclusion that its main thrust, on behalf of the working class,
went far beyond questions of higher wages and shorter working
hours. And since May 1968, we have had an uninterrupted series
of examples reflecting this main thrust in all the main
industrial countries of Western Europe: Italy, Britain, and even
that supposed bulwark of conservatism and social conformism,
Western Germany.
When workers challenge the
basic organisation of labor at plant level as they have done in
many Italian factories (in one case, that of the Candy washing
machine plant, even raising the problem of eliminating the basic
division of labor between manual workers and white-collar
employees by a job-rotation system); when they challenge the
employers’ right to lay off workers, close factories, or
transfer equipment to other, factories, as they are starting to
do in Britain, when they raise at plant level the slogan of
“Open the Books” in response to employers’ refusal to
grant demands, as they did during several recent wildcat strikes
in Western Germany; when they seize and occupy a factory in
answer to an employer’s lockout, as they recently did at the
Le Mans Renault plant in France, they thereby express their
instinctive urge to raise the level of class struggle and of
class confrontation from the elementary union level of the
redistribution of income between profits and wages to the
highest level prior to the struggle for power. This is the level
of challenging Capital’s right to dispose as it wills of
workers and machines.
Such is the basic trend of the
new working-class initiatives in Western Europe today. It is a
clear challenge to the continuance of capitalist relations of
production. This provides a striking illustration of the
revolutionary potential of the working class. And this is why a
revolutionary strategy in the Marxist sense of the word is both
possible and indispensable, if the new upsurge of working class
militancy which is now in full swing in Europe is not to end in
defeat as it did in the previous three main periods of upsurge:
that at the end of World War I; that during the mid-thirties;
and that at the end of World War II.
To state that an analysis of
the working class as an agency of social change should start
from how the workers act and not from what they think does not
at all imply that the question of their thinking – of their
level of consciousness – is irrelevant to the processes of
social change in the West. On the contrary: it is a basic thesis
of Marxism that a socialist revolution, at least in an advanced
industrial country, needs a high level of consciousness of the
working class to be successful.
Socialism is the first social
system in the history of mankind to be introduced by the
conscious action of its collective creators and not, so to
speak, behind the backs of the actors in history’s drama. But
once we understand that, in the last analysis, it is not
consciousness which determines social existence, but social
existence which determines social consciousness, it is in the
realm of the conditions of production, of contradictions between
human needs and capitalist relations of production, and of the
inner contradictions of that capitalist mode of production
itself that we have to discover the reasons for the dialectical
development of working-class consciousness in its successive
phases. Under normal conditions, the ruling ideology of society
and the ruling pattern of behavior of workers cannot but be
determined by the ideology, the values and patterns created and
promoted by the ruling class. Then, under conditions of growing
social crisis, a growing part of that same working class cannot
but liberate itself progressively from that same ideology and
pattern of behavior inspired by the ruling class.
Marcuse’s main mistake is the
assumption that, because the capitalist class can undoubtedly
largely shape the consumer behavior and ideas of a majority of
workers, it can thereby erase the acute awareness of alienation
in the field of production. Alienation of the consumer and of
the citizen is allegedly an efficient and sufficient means to
suppress awareness of being alienated as producer. But this
flies in the face of historical experience, of theoretical
analysis, and simple common sense. After all, what a man does
during his work; the frustrations he undergoes eight to ten
hours a day-when one also counts the time spent going to and
from the place of work-cannot but periodically influence his
behavior at least as much, and very likely more than, the
manipulated “satisfactions” he can “enjoy” four hours a
day and during weekends.
It is true that a whole series
of conjunctural factors is required to bring this reflection of
the structural ills of capitalism to the threshold of the
workers’ consciousness. Conjunctural shifts in the trends of
income and employment (a slight decrease of real wages after a
long period of increases; a sudden increase in unemployment
after a long period of full employment; a sudden threat of
technological unemployment and mass layoffs in some key sector
of industry, etc.); a crisis of leadership in the ruling class;
a deep-going political crisis as a result of foreign imperialist
adventures; a sudden upsurge of militancy and anti-capitalist
activity in “marginal” sectors of society, like the students
or the teachers: all these factors and many others can create a
favorable climate for a growing awareness by the workers of
their alienation as producers, and for a sudden shift of the
class struggle to questioning the employer’s authority in the
shops, factories, and offices themselves. We are unlikely ever
to find two large countries where an identical combination of
circumstances will produce the general result we have described.
It is also true that purely
spontaneous struggles challenging capital’s right and power to
command men and machines cannot go beyond a certain level. We
are here confronted with one of the most complicated problems of
Marxism and of sociology or contemporary history in general: the
interaction between the spontaneous struggles of the workers,
the role of the vanguard organisations, and the growth of
working-class consciousness.
As a revolutionary Marxist,. I
do not believe that you can abolish an army or militarism by
shortening guns millimeter by millimeter. Capitalism is a
structure which can absorb and integrate many reforms (e.g.,
wage increases) and which automatically rejects all those
reforms which run counter to the logic of the system (such as
completely free public services which completely cover social
needs). You can abolish the structure only by overthrowing it,
not by reforming it out of existence.
But the understanding of the
objectives of that revolutionary process, which can only take
the form of social ownership of all the means of production and
of conquering political power for the mass of the toiling
people, must go hand in hand with an understanding of the
dialectical unity between the struggle for reforms and the
diffusion of revolutionary consciousness. Without the practical
experience and partial victories acquired by the workers in
their struggle for immediate demands-both economic and political
ones-a rise of consciousness in the working class, a rise in its
self-confidence, is impossible. And without such a rising
self-confidence, the revolutionary insolence involved in
challenging the rule of the most powerful, richest and
best-armed ruling class which has ever existed on earth-the
Western bourgeoisie-is just not imaginable.
The credibility of any plan for
taking power, what Lenin called a revolutionary strategy, would
in such cases be very low indeed in the eyes of broader masses.
Gradual, molecular, nearly invisible processes of accumulating
self-confidence, consciousness of the potential power of one’s
own class, are therefore of the utmost importance in preparing
class explosions like May 1968 in France and the one which is
now being prepared in Italy.
Objective contradictions in the
system make periodic explosions of working-class discontent
inevitable. But let me remind you of Lenin’s statement that
what distinguished a true revolutionist from a reformist was the
fact that the former kept on spreading revolutionary propaganda
even though the period was not – or not yet – revolutionary
or pre-revolutionary. Multiple skirmishes, together with
continuous socialist revolutionary propaganda, prepare the
working class for entering these explosions with a growing
awareness of the need to challenge the system as a whole, of the
need for a general struggle, a general strike, a challenge
against the political as well as the social and economic power
of the ruling class.
But this awareness in turn is
not in itself sufficient. It does not guide the working class to
the next immediate step forward, once it has engaged in a
general struggle. It does not answer the question: What do we do
when we have occupied the factories? It is lack of consciousness
of this decisive next step forward which again and again has
stopped the working class in its tracks. This happened in the
first years after World War I in Germany; in 1920 and 1948 in
Italy; in 1936 and 1968 in France.
Two answers can be given to
that question. The first one insists on the key role played by
the building of a revolutionary party, which centralises
experience, consciousness, and assures its continuity. I shall
come back to this question in a minute. It is obviously an
essential part of the answer, but it is not the only one.
Without a certain level of working-class consciousness and
revolutionary self-activity, a revolutionary party cannot
transform a struggle for immediate demands into a struggle
challenging the very existence of the capitalist system. Even
more so: without such a consciousness in at least part of the
working class, such a revolutionary party cannot really become a
mass party.
This is today the heart of the
problem of revolutionary strategy in the Western industrialised
countries. As I do not believe that capitalism will suddenly
collapse as a result of its inner contradictions; as I do not
believe that the main task of revolutionary socialists is just
to sit on the sidelines and interpret current events, hoping for
some miracle to bring about a revolution; as I firmly believe in
the virtue of conscious intervention, in the key pedagogic role
of struggle and experience drawn from struggle for the working
class, my conclusion is the following: only by trying to expand
actual living working-class struggles toward an incipient
challenge against the authority of the employers, of the
capitalist system, and of the bourgeois state inside the
factories (and incidentally also in the neighborhoods, the
living quarters of the working class) can a qualitative rise in
working-class consciousness be achieved. This gives struggles
for workers’ control today in imperialist countries key
strategic importance.
Through such struggles, and
only through such struggles, can the workers achieve the
understanding that what the overthrow of capitalism is all about
in the last analysis is, to use Marx’s famous formula, for the
associated producers to take over the factories and the whole
industrial system and run it for the common benefit of mankind,
instead of having it run for accumulating profit and capital for
a few giant financial groupings locked in deadly competition
with each other. Through such struggles, and only through such
struggles, can the workers build the actual organisation through
which they can, tomorrow, themselves take over the
administration of the economy and the state: freely elected
workers’ committees at shop level, which will federate
themselves afterwards locally, regionally, and internationally.
That’s what the conquest of power by the working class really
means.
It is highly significant that
one of the main demands born from the present upsurge in
militancy of the Italian working class is the demand for free
election of shop stewards at all levels of plant organisation,
including each conveyor belt, and the conception of these delegati
di reparto as people who constantly challenge the chiefs,
bosses, and foremen, the whole hierarchy which presses down on
the worker in the capitalist plant. It is significant because in
some giant factories, like the FIAT plant in Turin with 80,000
workers, the workers have already started to implement this
demand even before they have conquered the “legal” right to
do so. This is a historical step forward compared to the May
1968 revolt in France where, through an inability to set up
organs of self-representation of this type, the workers were
unable to prevent the Communist Party and union bureaucracy from
re-absorbing their powerful upsurge through a combination of
wage increases and new parliamentary elections.
A strategy of workers’
control – a strategy of transitional demands, as they were
called by the Communist International during its first years of
existence, and later by Leon Trotsky and by the Fourth
International – has, of course, many pitfalls. Any attempt by
the workers to actually run a few factories isolated from the
rest of the economy is doomed to failure, because they’ll have
to enter into competition with capitalist firms and submit to
the inexorable imperatives of that competition. From this
situation flow all the famous “laws of motion” of capitalism
– as producers’ cooperatives have found out again and again
to their sorrow. But revolutionary socialists, while
understanding all these pitfalls and dangers, will not be
inhibited by them to the point of abstaining from attempts to
broaden the class struggle through these challenges to
capitalist authority. There is no other way to develop
anti-capitalist consciousness among hundreds of thousands and
millions of workers than along this road. Propaganda through the
written or spoken word can convince individuals by the hundreds
and, in the best of cases, by the thousands. Millions will be
convinced only by action. And only by actions for transitional
demands, for workers’ control of production, which is the
transitional demand par excellence in our epoch, will these
millions see their understanding and consciousness rise to the
level necessary for a revolutionary change in Western society.
To initiate, broaden, and
generalise these experiences, you need a revolutionary vanguard
organisation. Without such an organisation, isolated experiences
or initiatives of groups of vanguard workers will remain just
that: isolated experiences. The role of the centralisation of
consciousness, of generalisation of experience, of continuous
transmission of knowledge, as against the inevitably
discontinuous character of rnass struggles, can be played only
by such a vanguard organisation. Just as imperialism is a world
system and the multinational corporation the most typical
organisational unit of capital today, so labor needs an
international organisation to realise that most difficult and
most exalting of tasks: to derive a maximum of revolutionary
understanding and consciousness from a maximum of worldwide
revolutionary activity.
Individuals who adhere to a
revolutionary vanguard organisation can he motivated in the most
variegated ways; they can come from very different social
backgrounds. The impact which two decades of revolutionary
upsurge of the peoples of Asia, Latin America, and Africa has
had on the revival of revolutionary consciousness in the West
has been incommensurably more important than the actual economic
damage it has done to the functioning of the capitalist world
system up to now. The impact which the revolutionary student
movement, and revolutionary youth movement in general, has had
upon a reawakening of the working class in Western Europe and
Japan cannot be overestimated. Even in Western Germany, in the
first wave of large-scale wildcat strikes for nearly forty
years, one found thousands of essentially still unpolitical and
unsocialist steelworkers in Dortmund imitating in their large
demonstrations all the new forms of struggle introduced in
Western German society by the revolutionary student movement
during the previous two years.
But only if there exists a
political leadership which can coordinate all these various
forms of emergent revolutionary consciousness and direct them
towards a central goal – the overthrow of capitalism, the
conquest of political power – can the full momentum of the
upsurge be maintained and the reawakened working class fully
deploy its revolutionary potential. This of course includes a
tremendous potential of spontaneous initiative. Actions by
students and scientists; rent strikes and movements for
women’s liberation; revolts against disintegrating public
services and uninhabitable cities; the taking over of hospitals
and factories: all these multiple manifestations of revolt by
all the creative layers of society against the capitalist
relations of production, against oppression and exploitation in
all their forms, can come into their own and avoid being
co-opted by bourgeois society or ending in defeat only if they
lead to a decisive showdown with the bourgeois class. In the
last analysis, all these movements are political, because they
pose the question of which class exercises power in society as a
whole and in the state, and not merely the question: Who
commands the machines in one plant? Who is to dictate the
organisation of one university? Who is to determine where one
park should be located? Who is to run the buses in one city and
in whose interest?
The unique unity of spontaneous
mass revolt and mass organisation in the full flowering of
workers’ democracy, on the one hand; and the concentrated
consciousness, the distilled lessons of four centuries of modern
revolutions and a hundred and fifty years of working-class
struggles which is represented by a revolutionary party, on the
other hand: this dialectical unity is embodied in the system of
workers’ councils which is the key answer to all the
contemporary problems of mankind. For this system is a unique
combination of free expression with dissent and unity of action,
of liberty and efficiency, of individual self-expression and
freely accepted collective solidarity. In such a system you can
have, as you had in Russia in the first year of the revolution,
ten, fifteen political tendencies coexisting and contending with
one another for political hegemony, but at the same time bound
together by a common concern to preserve and develop the
revolution and fight against the common enemy. The inklings of a
similar system became visible in the summer days of 1936 in
Spain, when the workers with nearly naked hands broke the
onslaught of the fascist army in practically every important
industrial city of the country.
The inklings of a similar
system are slowly emerging today in the revolutionary upsurge
which has been maturing in Western Europe since May 1968 in
France. It is history’s answer to the central question of our
epoch, whether freedom and democracy can flourish and coincide
with the tremendous objective surge towards the national and
international centralisation of power initiated by contemporary
technology. My answer is, yes, it can, in a system of
democratically centralised and planned self-management of
workers and toiling people.
This conclusion brings us back
to the starting point. What are the agencies of social change in
the West today? It is the basic thrust of the productive forces
themselves, undermining, eroding, and shaking periodically in a
violent way private property, the nation-state, and generalised
market economy. It is the inevitable periodic explosions of
labor’s discontent against its alienation as producer, against
the capitalist relations of production at plant level, locally,
regionally, or nationally. It is the re-emergence of
revolutionary consciousness in the youth through the
transmission belts of the colonial revolution, the student
revolt, the rise of a new generation of revolutionary teachers,
scientists, technicians, and intellectuals. It is the potential
fusion of that revolutionary consciousness with large masses of
workers through campaigns and actions for transitional demands,
culminating in workers’ control of production. And it is the
building of the revolutionary party and the revolutionary
international. The better we succeed in combining all these
elements, the closer we shall be to a socialist world and to the
emancipation of labor and of all mankind!
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